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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 326 Institutional holders with a total value of $3,053,011,360.
#
Manager Name
Shares
Value ($)
%
Options
Notes
301 BROWN BROTHERS HARRIMAN & CO 1,913 34,000 0.00%
302 SIGNATUREFD, LLC 1,634 29,000 0.00%
303 Madden Advisory Services, Inc. 1,545 27,000 0.00%
304 Financial Management Professionals, Inc. 1,504 27,000 0.00%
305 QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC 1,441 26,000 0.00%
306 AlphaMark Advisors, LLC 1,500 26,000 0.00% SH
307 Ledyard National Bank 1,400 25,000 0.00%
308 Cowen Prime Services LLC 1,324 23,000 0.00%
309 UBS AG 1,200 21,000 0.00% Call
310 Lehman Financial Resources, Inc. 1,150 20,000 0.00%
311 BlackRock Investment Management, LLC 1,057 19,000 0.00%
312 DUNCKER STREETT & CO INC 950 17,000 0.00%
313 Elite Wealth Management, Inc. 803 15,000 0.00%
314 Fusion Investment Group, LLC 800 14,000 0.00%
315 Institute for Wealth Management, LLC. 813 14,000 0.00%
316 MARK SHEPTOFF FINANCIAL PLANNING, LLC 700 12,000 0.00%
317 BRAVE ASSET MANAGEMENT INC 625 11,000 0.00%
318 Trutina Financial LLC 370 7,000 0.00%
319 New Harbor Financial Group, LLC 300 5,000 0.00%
320 BOSTON PRIVATE BANK & TRUST CO 270 5,000 0.00%
321 DUBUQUE BANK & TRUST CO 230 4,000 0.00%
322 HOWE & RUSLING INC 218 4,000 0.00%
323 Apriem Advisors 195 3,000 0.00%
324 M&T BANK CORP 175 3,000 0.00%
325 WASHINGTON TRUST BANK 185 3,000 0.00%
326 Vantage Investment Advisors, LLC 50 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.