| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 663,756 | 16,043,000 | 57.35% | ||
| 2 | BlackRock Fund Advisors | 129,000 | 3,118,000 | 11.15% | ||
| 3 | UBS Group AG | 84,853 | 2,051,000 | 7.33% | ||
| 4 | NewSquare Capital LLC | 79,524 | 1,922,000 | 6.87% | ||
| 5 | Virtu KCG Holdings LLC | 59,851 | 1,447,000 | 5.17% | ||
| 6 | AMERIPRISE FINANCIAL INC | 31,066 | 751,000 | 2.68% | ||
| 7 | CITADEL ADVISORS LLC | 30,244 | 731,000 | 2.61% | ||
| 8 | LPL Financial LLC | 17,402 | 420,000 | 1.50% | ||
| 9 | ROYAL BANK OF CANADA | 15,644 | 378,000 | 1.35% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,369 | 347,000 | 1.24% | ||
| 11 | JANE STREET GROUP, LLC | 13,608 | 329,000 | 1.18% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 6,092 | 147,000 | 0.53% | ||
| 13 | D.A. DAVIDSON & CO. | 5,080 | 122,000 | 0.44% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 3,780 | 92,000 | 0.33% | ||
| 15 | MSI Financial Services Inc | 950 | 23,000 | 0.08% | ||
| 16 | WFG Advisors, LP | 850 | 21,000 | 0.08% | ||
| 17 | MORGAN STANLEY | 693 | 17,000 | 0.06% | ||
| 18 | WELLS FARGO & COMPANY/MN | 352 | 9,000 | 0.03% | ||
| 19 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 148 | 4,000 | 0.01% | ||
| 20 | Parallax Volatility Advisers, L.P. | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
