| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO | 1,835,000 | 193,479,000 | 57.18% | ||
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 32,378,000 | 34,282,000 | 10.13% | PRN | |
| 3 | SHENKMAN CAPITAL MANAGEMENT INC | 20,113,000 | 21,169,000 | 6.26% | PRN | |
| 4 | CITADEL ADVISORS LLC | 17,500,000 | 18,501,000 | 5.47% | PRN | |
| 5 | COASTLAND CAPITAL LLC | 15,000 | 15,874,000 | 4.69% | PRN | |
| 6 | AMERIPRISE FINANCIAL INC | 9,160,000 | 9,658,000 | 2.85% | PRN | |
| 7 | Ferox Capital Management LP | 8,000,000 | 8,524,000 | 2.52% | PRN | |
| 8 | Man Investments (CH) AG | 8,000,000 | 8,500,000 | 2.51% | PRN | |
| 9 | Cutler Capital Management, LLC | 7,130,000 | 7,517,000 | 2.22% | PRN | |
| 10 | BASSO CAPITAL MANAGEMENT, L.P. | 5,893,000 | 6,228,000 | 1.84% | PRN | |
| 11 | DEUTSCHE BANK AG\ | 3,346,000 | 3,527,000 | 1.04% | PRN | |
| 12 | CITIGROUP INC | 3,200,000 | 3,374,000 | 1.00% | PRN | |
| 13 | GLG Partners LP | 2,000,000 | 2,125,000 | 0.63% | PRN | |
| 14 | Bank of New York Mellon Corp | 1,750,000 | 1,858,000 | 0.55% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 677,000 | 714,000 | 0.21% | PRN | |
| 16 | Investors Capital Advisory Services | 566,000 | 596,000 | 0.18% | ||
| 17 | ROYAL BANK OF CANADA | 534,000 | 563,000 | 0.17% | PRN | |
| 18 | WELLS FARGO & COMPANY/MN | 483,000 | 522,000 | 0.15% | PRN | |
| 19 | IRON Financial LLC | 365,000 | 391,000 | 0.12% | ||
| 20 | SUNTRUST BANKS INC | 344,000 | 362,000 | 0.11% | ||
| 21 | BARCLAYS PLC | 213,000 | 224,000 | 0.07% | PRN | |
| 22 | D.A. DAVIDSON & CO. | 153,000 | 161,000 | 0.05% | ||
| 23 | Creative Planning | 61,000 | 64,000 | 0.02% | PRN | |
| 24 | M&T BANK CORP | 60,000 | 63,000 | 0.02% | PRN | |
| 25 | Wellesley Asset Management | 38,287 | 41,166 | 0.01% | PRN | |
| 26 | Jefferies Group LLC | 20,000 | 21,000 | 0.01% | PRN | |
| 27 | STIFEL FINANCIAL CORP | 13,000 | 14,000 | 0.00% | PRN | |
| 28 | HighTower Advisors, LLC | 10,000 | 11,000 | 0.00% | PRN | |
| 29 | MORGAN STANLEY | 10,000 | 11,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
