| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 5,000 | 5,000 | 0.00% | PRN | |
| 2 | HighTower Advisors, LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 3 | ACG Wealth | 11,000 | 11,000 | 0.01% | ||
| 4 | STIFEL FINANCIAL CORP | 13,000 | 13,000 | 0.01% | PRN | |
| 5 | Creative Planning | 23,000 | 22,000 | 0.01% | PRN | |
| 6 | JPMORGAN CHASE & CO | 27,000 | 26,000 | 0.02% | PRN | |
| 7 | BARCLAYS PLC | 29,000 | 27,000 | 0.02% | PRN | |
| 8 | Wellesley Asset Management | 29,678 | 29,252 | 0.02% | PRN | |
| 9 | M&T BANK CORP | 57,000 | 55,000 | 0.04% | PRN | |
| 10 | GOLDMAN SACHS GROUP INC | 130,000 | 126,000 | 0.08% | PRN | |
| 11 | D.A. DAVIDSON & CO. | 153,000 | 148,000 | 0.10% | ||
| 12 | SUNTRUST BANKS INC | 180,000 | 174,000 | 0.12% | ||
| 13 | IRON Financial LLC | 365,000 | 360,000 | 0.24% | ||
| 14 | Investors Capital Advisory Services | 468,000 | 453,000 | 0.30% | ||
| 15 | WELLS FARGO & COMPANY/MN | 501,000 | 477,000 | 0.32% | PRN | |
| 16 | ROYAL BANK OF CANADA | 699,000 | 682,000 | 0.45% | PRN | |
| 17 | CITIGROUP INC | 1,233,000 | 1,195,000 | 0.79% | PRN | |
| 18 | CAMDEN ASSET MANAGEMENT L P /CA | 1,400,000 | 1,357,000 | 0.90% | PRN | |
| 19 | Bank of New York Mellon Corp | 1,750,000 | 1,709,000 | 1.13% | ||
| 20 | GLG Partners LP | 2,000,000 | 1,948,000 | 1.29% | PRN | |
| 21 | BESSEMER GROUP INC | 2,000,000 | 1,965,000 | 1.30% | PRN | |
| 22 | Lombard Odier Asset Management (Europe) Ltd | 2,600,000 | 2,553,000 | 1.69% | PRN | |
| 23 | Jefferies Group LLC | 3,196,000 | 3,098,000 | 2.06% | PRN | |
| 24 | DEUTSCHE BANK AG\ | 4,908,000 | 4,756,000 | 3.16% | PRN | |
| 25 | BASSO CAPITAL MANAGEMENT, L.P. | 8,203,000 | 7,982,000 | 5.30% | PRN | |
| 26 | Man Investments (CH) AG | 8,200,000 | 7,985,000 | 5.30% | PRN | |
| 27 | AMERIPRISE FINANCIAL INC | 8,890,000 | 8,618,000 | 5.72% | PRN | |
| 28 | Cutler Capital Management, LLC | 10,342,000 | 10,025,000 | 6.65% | PRN | |
| 29 | Ferox Capital Management LP | 11,000,000 | 10,842,000 | 7.20% | PRN | |
| 30 | CITADEL ADVISORS LLC | 16,000,000 | 15,592,000 | 10.35% | PRN | |
| 31 | COASTLAND CAPITAL LLC | 16,627 | 16,221,000 | 10.77% | PRN | |
| 32 | SHENKMAN CAPITAL MANAGEMENT INC | 23,873,000 | 23,250,000 | 15.43% | PRN | |
| 33 | ADVENT CAPITAL MANAGEMENT /DE/ | 29,784,000 | 28,942,000 | 19.21% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
