| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 10,000 | 10,000 | 0.01% | PRN | |
| 2 | ACG Wealth | 11,000 | 11,000 | 0.01% | ||
| 3 | STIFEL FINANCIAL CORP | 13,000 | 14,000 | 0.01% | PRN | |
| 4 | Jefferies Group LLC | 15,000 | 15,000 | 0.01% | PRN | |
| 5 | Raymond James Financial Services Advisors, Inc. | 17,000 | 17,000 | 0.01% | PRN | |
| 6 | HighTower Advisors, LLC | 24,000 | 24,000 | 0.02% | PRN | |
| 7 | Wellesley Asset Management | 27,485 | 28,344 | 0.02% | PRN | |
| 8 | M&T BANK CORP | 40,000 | 41,000 | 0.03% | PRN | |
| 9 | BARCLAYS PLC | 45,000 | 46,000 | 0.03% | PRN | |
| 10 | CREDIT AGRICOLE S A | 53,000 | 54,000 | 0.04% | PRN | |
| 11 | BANK OF AMERICA CORP /DE/ | 66,000 | 67,000 | 0.04% | PRN | |
| 12 | CITIGROUP INC | 97,000 | 100,000 | 0.07% | PRN | |
| 13 | MORGAN STANLEY | 116,000 | 119,000 | 0.08% | PRN | |
| 14 | D.A. DAVIDSON & CO. | 153,000 | 192,000 | 0.12% | ||
| 15 | GOLDMAN SACHS GROUP INC | 214,000 | 220,000 | 0.14% | PRN | |
| 16 | Investors Capital Advisory Services | 378,000 | 387,000 | 0.25% | ||
| 17 | NOMURA HOLDINGS INC | 591,000 | 607,000 | 0.40% | PRN | |
| 18 | Bank of New York Mellon Corp | 650,000 | 668,000 | 0.43% | ||
| 19 | GLG Partners LP | 1,000,000 | 1,034,000 | 0.67% | PRN | |
| 20 | IRON Financial LLC | 1,145,000 | 1,197,000 | 0.78% | ||
| 21 | LINDEN ADVISORS LP | 1,354,000 | 1,398,000 | 0.91% | PRN | |
| 22 | Ameritas Investment Partners, Inc. | 1,500,000 | 1,539,000 | 1.00% | PRN | |
| 23 | JPMORGAN CHASE & CO | 3,100,000 | 3,184,000 | 2.07% | PRN | |
| 24 | BESSEMER GROUP INC | 4,000,000 | 4,148,000 | 2.70% | PRN | |
| 25 | SSI INVESTMENT MANAGEMENT LLC | 4,699,000 | 4,821,000 | 3.14% | PRN | |
| 26 | CAMDEN ASSET MANAGEMENT L P /CA | 4,850,000 | 4,977,000 | 3.24% | PRN | |
| 27 | DEUTSCHE BANK AG\ | 6,951,000 | 7,132,000 | 4.64% | PRN | |
| 28 | Man Investments (CH) AG | 7,000,000 | 7,236,000 | 4.71% | PRN | |
| 29 | BASSO CAPITAL MANAGEMENT, L.P. | 9,913,000 | 10,198,000 | 6.64% | PRN | |
| 30 | Cutler Capital Management, LLC | 10,310,000 | 10,580,000 | 6.89% | PRN | |
| 31 | Ferox Capital Management LP | 12,200,000 | 12,605,000 | 8.20% | PRN | |
| 32 | CITADEL ADVISORS LLC | 14,500,000 | 14,927,000 | 9.71% | PRN | |
| 33 | ZAZOVE ASSOCIATES LLC | 17,167,000 | 17,725,000 | 11.54% | PRN | |
| 34 | ADVENT CAPITAL MANAGEMENT /DE/ | 23,204,000 | 23,658,000 | 15.40% | PRN | |
| 35 | SHENKMAN CAPITAL MANAGEMENT INC | 23,933,000 | 24,681,000 | 16.06% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
