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Shin-Etsu Chemical Co Ltd Unspon ADR
Shin-Etsu Chemical Co Ltd Unspon ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 8 Institutional holders with a total value of $39,651,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 THORNBURG INVESTMENT MANAGEMENT INC 974,316 18,834,000 47.50%
2 PARAMETRIC PORTFOLIO ASSOCIATES LLC 738,994 14,285,000 36.03%
3 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 256,596 4,960,000 12.51%
4 GLENMEDE TRUST CO NA 33,310 646,000 1.63%
5 AMERIPRISE FINANCIAL INC 23,029 445,000 1.12%
6 CAPITAL ONE, NATIONAL ASSOCIATION 12,192 237,000 0.60%
7 CIM INVESTMENT MANAGEMENT INC 10,800 210,000 0.53%
8 QUADRANT CAPITAL GROUP LLC 1,979 34,000 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.