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Institutional Investment Manager
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA (CIK: 0000009631), registered under State Commercial Banks, located at 40 Temperance Street, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001614987-16-000007) filed in 2016.02.12
#
Name
Shares
Value ($)
%
Options
Notes
451 MONDELEZ INTL INC 29,867 1,339 0.01%
452 Alcoa 135,000 1,332 0.01% Put
453 APPLIED OPTOELECTRONICS INC COM 77,543 1,331 0.01%
454 BAYTEX ENERGY CORP 407,744 1,320 0.01%
455 PIER 1 IMPORTS INC 259,354 1,320 0.01%
456 COSTCO WHSL CORP NEW 8,162 1,318 0.01%
457 US BANCORP DEL 30,689 1,309 0.01%
458 YRC WORLDWIDE INC COM PAR .01 92,199 1,307 0.01%
459 LOWES COS INC 17,148 1,304 0.01%
460 BIOGEN INC 4,166 1,276 0.01%
461 ISHARES 58,871 1,273 0.01%
462 UNION PAC CORP 16,080 1,257 0.01%
463 ABBOTT LABS 27,897 1,253 0.01%
464 UNITED PARCEL SERVICE INC 12,969 1,248 0.01%
465 ACCENTURE PLC IRELAND 11,686 1,221 0.01%
466 EQT CORP 23,000 1,199 0.01%
467 PRICELINE GRP INC 940 1,198 0.01%
468 PROSHARES TR 60,000 1,196 0.01%
469 MAIN STREET CAPITAL CORP 41,000 1,192 0.01%
470 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND 21,006 1,156 0.01%
471 ISHARES TR 7,757 1,132 0.01%
472 SIMON PPTY GROUP INC NEW 5,769 1,122 0.01%
473 DU PONT E I DE NEMOURS & CO 16,771 1,117 0.01%
474 COLGATE PALMOLIVE CO 16,717 1,114 0.01%
475 RETAIL OPPORTUNITY INVTS COR 62,000 1,110 0.01%
476 DOW CHEM CO 21,484 1,106 0.01%
477 EXPRESS SCRIPTS HLDG CO 12,605 1,102 0.01%
478 ARGO GROUP INTERNATIONAL 18,401 1,101 0.01%
479 AMERICAN EXPRESS CO 15,779 1,097 0.01%
480 ICONIX BRAND GROUP INC 160,000 1,093 0.01%
481 ICONIX BRAND GROUP INC 160,000 1,093 0.01% Put
482 LOCKHEED MARTIN CORP 4,958 1,077 0.01%
483 CONOCOPHILLIPS 23,008 1,074 0.01%
484 VOYA INFRASTRUCTURE INDLS 87,311 1,070 0.01%
485 UNITED TECHNOLOGIES CORP 11,000 1,057 0.01%
486 THERMO FISHER SCIENTIFIC INC 7,435 1,055 0.01%
487 PFIZER INC 32,373 1,047 0.01%
488 TEXAS INSTRS INC 19,034 1,043 0.01%
489 DANAHER CORP DEL 11,158 1,036 0.01%
490 AMAZON COM INC 1,515 1,024 0.01%
491 FORD MTR CO DEL 72,381 1,020 0.01%
492 METLIFE INC 20,727 999 0.01%
493 TIME WARNER INC NEW 5,276 979 0.01%
494 TIME WARNER INC 15,122 978 0.01%
495 COHEN STEERS TOTAL RETURN 77,410 975 0.00%
496 NEUBERGER BERMAN RE ES SEC FD 191,692 960 0.00%
497 OCCIDENTAL PETE CORP DEL 14,187 959 0.00%
498 ISHARES TR 9,000 955 0.00%
499 GUGGENHEIM ENHANCED EQUITY I 123,939 952 0.00%
500 SAGENT PHARMACEUTICALS INC 59,372 945 0.00%
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