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Institutional Investment Manager
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA (CIK: 0000009631), registered under State Commercial Banks, located at 40 Temperance Street, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001335382-16-000049) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 ALTRIA GROUP INC 39,758 2,514 0.01%
352 VALERO ENERGY CORP NEW 46,528 2,467 0.01%
353 MEDTRONIC PLC 28,533 2,465 0.01%
354 VERIZON COMMUNICATIONS INC 47,215 2,454 0.01%
355 NETEASE INC 10,100 2,432 0.01%
356 ORACLE CORP 61,416 2,412 0.01%
357 YAHOO INC 54,938 2,368 0.01%
358 METTLER-TOLEDO 5,528 2,321 0.01%
359 SHERWIN WILLIAMS CO 8,228 2,276 0.01%
360 ISHARES TR 19,785 2,247 0.01%
361 WAL-MART STORES INC 31,018 2,237 0.01%
362 SCHLUMBERGER LTD 28,254 2,222 0.01%
363 ADAMS DIVERSIFIED EQUITY FD 167,892 2,208 0.01%
364 VERIZON COMMUNICATIONS INC 42,100 2,188 0.01% Call
365 NIKE INC 41,383 2,179 0.01%
366 3M CO 12,351 2,177 0.01%
367 LIBERTY ALL STAR EQUITY FD 419,526 2,173 0.01%
368 COMPANIA DE MINAS BUENAVENTU 155,973 2,159 0.01%
369 GILEAD SCIENCES INC 27,058 2,141 0.01%
370 BANK MONTREAL QUE 32,500 2,131 0.01% Put
371 TYLER TECHNOLOGIES INC 12,380 2,120 0.01%
372 BOOZ ALLEN HAMILTON HLDG COR 67,000 2,118 0.01%
373 ABBVIE INC 33,157 2,091 0.01%
374 BANCO SANTANDER CHILE NEW 100,523 2,080 0.01%
375 EATON VANCE RISK MNGD DIV EQ 220,239 2,077 0.01%
376 STARBUCKS CORP 38,300 2,071 0.01%
377 ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF 33,600 2,067 0.01%
378 VALERO ENERGY CORP NEW 39,000 2,067 0.01%
379 QUALCOMM INC 29,996 2,055 0.01%
380 MASTERCARD INCORPORATED 19,725 2,007 0.01%
381 MCDONALDS CORP 17,373 2,004 0.01%
382 CVS HEALTH CORP 21,823 1,942 0.01%
383 HANCOCK JOHN FINL OPPTYS FD 69,383 1,926 0.01%
384 NUVEEN NASDAQ 100 DYNAMIC OV 99,046 1,874 0.01%
385 DIAMONDBACK ENERGY INC 19,400 1,873 0.01%
386 FORTIVE CORP 36,607 1,863 0.01%
387 CSG SYS INTL INC 44,800 1,852 0.01%
388 IBERIABANK CORP COM 27,575 1,851 0.01%
389 ALLERGAN PLC 8,039 1,851 0.01%
390 SOUTHERN COPPER CORP 70,202 1,846 0.01%
391 CEF Cohen & Steers Ml 171,265 1,841 0.01%
392 BRISTOL MYERS SQUIBB CO 33,953 1,831 0.01%
393 JAZZ PHARMACEUTICALS PLC 15,000 1,822 0.01%
394 HONEYWELL INTL INC 15,485 1,805 0.01%
395 ORACLE CORP 45,329 1,780 0.01%
396 CLEARBRIDGE ENERGY MLP TR FD 136,132 1,779 0.01%
397 ULTIMATE SOFTWARE GROUP INCORPORATED 8,701 1,778 0.01%
398 BLACKROCK ENHANCED CAP INC 128,687 1,773 0.01%
399 XCEL ENERGY INC 41,931 1,725 0.01%
400 ISHARES 50,000 1,687 0.01% Put
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