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EATON VANCE RISK MNGD DIV EQ
EATON VANCE RISK MNGD DIV EQ. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 66 Institutional holders with a total value of $64,466,855.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,250,493 11,792,000 18.29%
2 Invesco Ltd. 587,028 5,536,000 8.59%
3 Advisors Asset Management, Inc. 557,007 5,253,000 8.15%
4 BANK OF AMERICA CORP /DE/ 528,253 4,981,000 7.73%
5 ASSETMARK, INC 463,716 4,373,000 6.78%
6 WELLS FARGO & COMPANY/MN 284,833 2,686,000 4.17%
7 UBS Group AG 272,059 2,565,000 3.98%
8 IFP ADVISORS, INC 265,236 2,501,000 3.88%
9 LPL Financial LLC 239,145 2,269,000 3.52%
10 BANK OF NOVA SCOTIA 220,239 2,077,000 3.22%
11 POINTE CAPITAL MANAGEMENT LLC 204,078 1,924,000 2.98%
12 Commonwealth Equity Services, Inc 172,374 1,625,000 2.52%
13 RELATIVE VALUE PARTNERS GROUP, LLC 144,923 1,367,000 2.12%
14 AMERIPRISE FINANCIAL INC 133,393 1,258,000 1.95%
15 Aviance Capital Partners, LLC 132,220 1,247,000 1.93%
16 Cambridge Investment Research Advisors, Inc. 128,692 1,214,000 1.88%
17 Raymond James Financial Services Advisors, Inc. 126,769 1,195,000 1.85%
18 ROYAL BANK OF CANADA 126,594 1,193,000 1.85%
19 RAYMOND JAMES & ASSOCIATES 107,304 1,012,000 1.57%
20 CITIGROUP INC 100,976 952,000 1.48%
21 DOLIVER ADVISORS, LP 70,407 664,000 1.03%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 61,370 579,000 0.90%
23 First Allied Advisory Services, Inc. 51,810 489,000 0.76%
24 Sterneck Capital Management, LLC 49,695 469,000 0.73%
25 ADVISOR GROUP, INC. 47,551 449,000 0.70%
26 Formidable Asset Management, LLC 43,899 414,000 0.64%
27 Virtu KCG Holdings LLC 41,446 391,000 0.61%
28 Sigma Planning Corp 40,055 378,000 0.59%
29 NINE MASTS CAPITAL Ltd 34,711 327,000 0.51%
30 MSI Financial Services Inc 22,654 214,000 0.33%
31 ANCORA PRIVATE WEALTH ADVISORS, LLC 22,695 214,000 0.33%
32 DAVENPORT & Co LLC 22,259 209,902 0.33%
33 STIFEL FINANCIAL CORP 20,652 194,000 0.30%
34 Cetera Advisors LLC 20,101 190,000 0.29%
35 B. Riley Wealth Advisors, Inc. 19,479 184,000 0.29%
36 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 17,972 164,000 0.25%
37 Concert Wealth Management Inc. 15,652 147,000 0.23%
38 Cetera Advisor Networks LLC 14,550 137,000 0.21%
39 GUGGENHEIM CAPITAL LLC 13,840 131,000 0.20%
40 RAYMOND JAMES TRUST N.A. 13,342 125,000 0.19%
41 Capital Investment Advisors, LLC 12,600 119,000 0.18%
42 Thomas J. Herzfeld Advisors, Inc. 12,500 118,000 0.18%
43 GOLDMAN SACHS GROUP INC 12,413 117,000 0.18%
44 Janney Montgomery Scott LLC 11,935 113,000 0.18%
45 MILLENNIUM MANAGEMENT LLC 11,893 112,000 0.17%
46 HighTower Advisors, LLC 11,993 112,000 0.17%
47 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,600 109,000 0.17%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,315 97,000 0.15%
49 NATIONAL PLANNING CORP 10,700 95,000 0.15%
50 Global X Management CO LLC 9,165 86,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.