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Institutional Investment Manager
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO (CIK: 0000019617) incorporated in Delaware, registered under National Commercial Banks, located at 270 Park Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,588 holdings with a total value of $406,327,136,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ORION ENERGY SYSTEMS INC 192 0 0.00%
52 ALEXCO RESOURCE CORP 130 0 0.00%
53 NORDIC AMERN OFFSHORE LTD 7 0 0.00%
54 ACTIVE POWER INC COM NEW 20 0 0.00%
55 EXFO INC 53 0 0.00%
56 FTD GROUP INC 6 0 0.00%
57 DIXIE GROUP INC CL A 70 0 0.00%
58 NORTH ATLANTIC DRILLING LTD COM 12 0 0.00%
59 CONTRAVIR PHARMACEUTICALS IN 449 0 0.00%
60 HOVNANIAN ENTERPRISES INC 28 0 0.00%
61 NEWS CORP NEW 1 0 0.00% Call
62 BON-TON STORES INC 1 0 0.00%
63 BROADWIND ENERGY INC COM NEW 3 0 0.00%
64 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 1,256 1,000 0.00% PRN
65 Echelon Corp 136 1,000 0.00%
66 STONE ENERGY CORP 1,000 1,000 0.00% PRN
67 AIR TRANSPORT SERVICES GRP I 100 1,000 0.00%
68 HUGOTON RTY TR TEX 546 1,000 0.00%
69 Ultrapetrol (Bahamas) Ltd 1,973 1,000 0.00%
70 DYNAGAS LNG PARTNERS LP 50 1,000 0.00%
71 MADRIGAL PHARMACEUTICALS INC 88 1,000 0.00%
72 GOLDEN STAR RES LTD CDA 1,066 1,000 0.00%
73 TRANS WORLD ENTMT CORP 221 1,000 0.00%
74 OCERA THERAPEUTICS INC 400 1,000 0.00%
75 HSBC HLDGS PLC 41 1,000 0.00%
76 CLEARBRIDGE ENERGY MLP TR FD 100 1,000 0.00%
77 LENDINGTREE INC NEW COM 7 1,000 0.00%
78 IMATION CORP 1,385 1,000 0.00%
79 BARCLAYS BK PLC 39 1,000 0.00%
80 NAM TAI PPTY INC SHS 140 1,000 0.00%
81 LEJU HLDGS LTD 261 1,000 0.00%
82 NUVEEN LG/SHT COMMODITY TOTR 100 1,000 0.00%
83 MARINE HARVEST ASA 71 1,000 0.00%
84 PHH Corp 35 1,000 0.00%
85 WISDOMTREE TR 39 1,000 0.00%
86 RICHARDSON ELECTRS LTD 197 1,000 0.00%
87 ISHARES MSCI 24 1,000 0.00%
88 B COMMUNICATIONS LTD 49 1,000 0.00%
89 MARIN SOFTWARE INC 404 1,000 0.00%
90 DBX ETF TR 50 1,000 0.00%
91 NORTHWEST BIOTHERAPEUTICS 1,726 1,000 0.00%
92 CHEROKEE INC DEL NEW 65 1,000 0.00%
93 BEASLEY BROADCAST GROUP INC 93 1,000 0.00%
94 SEARS HLDGS CORP 114 1,000 0.00%
95 PALATIN TECHNOLOGIES INC COM 2,300 1,000 0.00%
96 PENN ENTERTAINMENT INC COM 40 1,000 0.00%
97 Fenix Parts Inc 360 1,000 0.00%
98 ITERIS INC 300 1,000 0.00%
99 UNI PIXEL INC COM NEW 350 1,000 0.00%
100 ION GEOPHYSICAL CORP 217 1,000 0.00%
Page 2 of 92

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000019617-16-001154, filed 2016.11.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.