| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Weiss Asset Management LP | 1,475,794 | 19,510,000 | 20.42% | ||
| 2 | Bulldog Investors, LLP | 1,468,743 | 19,417,000 | 20.33% | ||
| 3 | CREDIT SUISSE AG/ | 1,303,946 | 17,238,000 | 18.04% | ||
| 4 | BNP PARIBAS FINANCIAL MARKETS | 678,374 | 8,968,104 | 9.39% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 455,394 | 6,020,000 | 6.30% | ||
| 6 | WELLS FARGO & COMPANY/MN | 420,771 | 5,563,000 | 5.82% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 317,454 | 4,197,000 | 4.39% | ||
| 8 | ING GROEP NV | 300,000 | 3,933,000 | 4.12% | ||
| 9 | OPERA TRADING CAPITAL | 159,147 | 2,103,000 | 2.20% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 149,670 | 1,979,000 | 2.07% | ||
| 11 | Yakira Capital Management, Inc. | 137,073 | 1,812,000 | 1.90% | SH | |
| 12 | UBS Group AG | 133,194 | 1,761,000 | 1.84% | ||
| 13 | DOLIVER ADVISORS, LP | 72,443 | 958,000 | 1.00% | ||
| 14 | MORGAN STANLEY | 55,943 | 740,000 | 0.77% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 26,728 | 353,000 | 0.37% | ||
| 16 | GEODE CAPITAL MANAGEMENT, LLC | 18,880 | 249,000 | 0.26% | ||
| 17 | TFS CAPITAL LLC | 17,896 | 237,000 | 0.25% | ||
| 18 | MSI Financial Services Inc | 11,405 | 151,000 | 0.16% | ||
| 19 | HM PAYSON & CO | 10,000 | 132,000 | 0.14% | ||
| 20 | ROYAL BANK OF CANADA | 9,606 | 127,000 | 0.13% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,868 | 51,000 | 0.05% | ||
| 22 | US BANCORP \DE\ | 1,165 | 15,000 | 0.02% | ||
| 23 | Smithfield Trust Co | 1,000 | 13,000 | 0.01% | ||
| 24 | Financial Architects, Inc | 200 | 3,000 | 0.00% | ||
| 25 | Tower Research Capital LLC (TRC) | 84 | 1,000 | 0.00% | ||
| 26 | JPMORGAN CHASE & CO | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
