| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | PROCTER AND GAMBLE CO | 7,600 | 6,000 | 0.00% | Call | |
| 102 | CYTORI THERAPEUTIC INC | 13,717 | 7,000 | 0.00% | ||
| 103 | UNION PAC CORP | 2,500 | 7,000 | 0.00% | Call | |
| 104 | BLACKSTONE GROUP L P | 6,700 | 7,000 | 0.00% | Call | |
| 105 | ISHARES TR | 15,100 | 8,000 | 0.00% | Call | |
| 106 | SPDR S&P MIDCAP 400 ETF TR | 3,000 | 8,000 | 0.00% | Put | |
| 107 | PEPSICO INC | 22,100 | 9,000 | 0.00% | Call | |
| 108 | BRISTOL MYERS SQUIBB CO | 900 | 9,000 | 0.00% | Call | |
| 109 | ABBVIE INC | 1,000 | 9,000 | 0.00% | Call | |
| 110 | QUIKSILVER INC COM | 14,624 | 10,000 | 0.00% | ||
| 111 | CARDINAL HEALTH INC | 1,000 | 10,000 | 0.00% | Call | |
| 112 | Capstone Turbine | 26,740 | 11,000 | 0.00% | ||
| 113 | JAZZ PHARMACEUTICALS PLC | 1,000 | 11,000 | 0.00% | Call | |
| 114 | EXXON MOBIL CORP | 64,800 | 12,000 | 0.00% | Call | |
| 115 | FUELCELL ENERGY INC COM | 12,084 | 12,000 | 0.00% | ||
| 116 | RENTECH INC | 10,840 | 12,000 | 0.00% | ||
| 117 | FACEBOOK INC | 1,000 | 12,000 | 0.00% | Call | |
| 118 | GOODRICH PETE CORP | 25,000 | 13,000 | 0.00% | PRN | |
| 119 | ISHARES TR | 40,000 | 13,000 | 0.00% | Call | |
| 120 | ISHARES TR | 6,000 | 15,000 | 0.00% | Put | |
| 121 | PRICELINE GRP INC SR CONV NT 1 18 | 11,000 | 15,000 | 0.00% | PRN | |
| 122 | ARVINMERITOR INC | 16,000 | 16,000 | 0.00% | PRN | |
| 123 | J2 GLOBAL INC SR CV NT 3.25 29 | 14,000 | 16,000 | 0.00% | PRN | |
| 124 | Paragon Offshore PLC | 14,661 | 16,000 | 0.00% | ||
| 125 | SYNAPTICS INC | 800 | 16,000 | 0.00% | Call | |
| 126 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 16,000 | 16,000 | 0.00% | PRN | |
| 127 | URANIUM ENERGY CORP | 10,980 | 17,000 | 0.00% | ||
| 128 | SYNCHRONOSS TECHNOLOGIES INC | 15,000 | 17,000 | 0.00% | PRN | |
| 129 | CHICAGO BRIDGE & IRON CO N V | 15,000 | 17,000 | 0.00% | Call | |
| 130 | ARES CAP CORP | 17,000 | 17,000 | 0.00% | PRN | |
| 131 | GALENA BIOPHARMA INC | 10,700 | 18,000 | 0.00% | ||
| 132 | INTEL CORP JR SB CONV DB 35 | 15,000 | 18,000 | 0.00% | PRN | |
| 133 | SYPRIS SOLUTIONS INC COM | 12,369 | 18,000 | 0.00% | ||
| 134 | STEMCELLS INC COM NEW | 33,371 | 18,000 | 0.00% | ||
| 135 | ISHARES TR | 16,500 | 18,000 | 0.00% | Put | |
| 136 | DRYSHIPS INC | 31,400 | 19,000 | 0.00% | ||
| 137 | ION GEOPHYSICAL CORP | 17,953 | 19,000 | 0.00% | ||
| 138 | ARES CAP CORP | 18,000 | 19,000 | 0.00% | PRN | |
| 139 | ZOGENIX INC | 11,280 | 19,000 | 0.00% | ||
| 140 | TESORO CORP | 3,200 | 20,000 | 0.00% | Call | |
| 141 | WALTER INVT MGMT CORP | 25,000 | 20,000 | 0.00% | PRN | |
| 142 | PEPSICO INC | 20,000 | 20,000 | 0.00% | Put | |
| 143 | QUANTUM CORP COM DSSG | 12,120 | 20,000 | 0.00% | ||
| 144 | LEAPFROG ENTERPRISES INC | 14,092 | 20,000 | 0.00% | ||
| 145 | TARGET CORP | 2,000 | 21,000 | 0.00% | Call | |
| 146 | TESLA INC | 22,000 | 22,000 | 0.00% | PRN | |
| 147 | ACCENTURE PLC IRELAND | 1,000 | 22,000 | 0.00% | Call | |
| 148 | JONES LANG LASALLE | 800 | 23,000 | 0.00% | Call | |
| 149 | WORKDAY INC | 20,000 | 23,000 | 0.00% | PRN | |
| 150 | ANTARES PHARMA INC | 11,310 | 24,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-009208, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
