| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 57,628,000 | 58,903,000 | 25.15% | PRN | |
| 2 | Lombard Odier Asset Management (Europe) Ltd | 22,500,000 | 23,432,000 | 10.00% | PRN | |
| 3 | Radcliffe Capital Management, L.P. | 22,260,000 | 22,782,000 | 9.73% | PRN | |
| 4 | JPMORGAN CHASE & CO | 20,955,000 | 21,336,000 | 9.11% | PRN | |
| 5 | ROYAL BANK OF CANADA | 16,990,000 | 17,411,000 | 7.43% | PRN | |
| 6 | AMERIPRISE FINANCIAL INC | 13,430,000 | 13,673,000 | 5.84% | PRN | |
| 7 | MORGAN STANLEY | 11,969,000 | 12,261,000 | 5.23% | PRN | |
| 8 | SHENKMAN CAPITAL MANAGEMENT INC | 9,459,000 | 9,684,000 | 4.13% | PRN | |
| 9 | EDMOND DE ROTHSCHILD HOLDING S.A. | 8,700,000 | 8,915,000 | 3.81% | PRN | |
| 10 | EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) | 8,700,000 | 8,915,000 | 3.81% | PRN | |
| 11 | Calamos Advisors LLC | 7,615,000 | 7,775,000 | 3.32% | PRN | |
| 12 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,590,000 | 6,709,000 | 2.86% | ||
| 13 | Invesco Ltd. | 6,000,000 | 6,109,000 | 2.61% | ||
| 14 | CI Global Investments Inc. | 3,500,000 | 3,563,000 | 1.52% | ||
| 15 | Candriam S.C.A. | 3,000 | 3,137,000 | 1.34% | PRN | |
| 16 | THRIVENT FINANCIAL FOR LUTHERANS | 2,500,000 | 2,558,000 | 1.09% | ||
| 17 | PUTNAM INVESTMENTS LLC | 2,504,000 | 2,549,000 | 1.09% | ||
| 18 | RUSSELL FRANK CO/ | 1,800,000 | 1,842,000 | 0.79% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 1,250,000 | 1,273,000 | 0.54% | PRN | |
| 20 | DEUTSCHE BANK AG\ | 500,000 | 509,000 | 0.22% | PRN | |
| 21 | MANAGED ACCOUNT ADVISORS LLC | 441,000 | 449,000 | 0.19% | PRN | |
| 22 | CITIGROUP INC | 321,000 | 327,000 | 0.14% | PRN | |
| 23 | SSI INVESTMENT MANAGEMENT LLC | 100,000 | 102,000 | 0.04% | PRN | |
| 24 | M&T BANK CORP | 17,000 | 17,000 | 0.01% | PRN | |
| 25 | Evercore Wealth Management, LLC | 10,000 | 10,000 | 0.00% | PRN | |
| 26 | Wellesley Asset Management | 3,532 | 3,665 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
