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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,312 holdings with a total value of $318,407,094,000.
#
Name
Shares
Value ($)
%
Options
Notes
4201 ADVANCED PHOTONIX INC 45,919 25,000 0.00%
4202 FORWARD INDS INC N Y 18,486 24,000 0.00%
4203 DOCUMENT SEC SYS INC COM 28,420 24,000 0.00%
4204 GIGA TRONICS INC 12,006 24,000 0.00%
4205 Cambium Learning Group Inc 15,726 24,000 0.00%
4206 IBIO INC COM 38,976 24,000 0.00%
4207 Response Genetics, Inc. 34,527 24,000 0.00%
4208 AMERICAN DG ENERGY INC 20,163 23,000 0.00%
4209 Gevo Inc 66,299 23,000 0.00%
4210 MINES MGMT INC 36,904 22,000 0.00%
4211 COVER-ALL TECHNOLOGIES INC 16,620 21,000 0.00%
4212 B2GOLD CORP 10,210 21,000 0.00%
4213 MAGNEGAS CORP 17,148 20,000 0.00%
4214 Tenga Inc 41,972 20,000 0.00%
4215 ISHARES TR 18,516 20,000 0.00%
4216 Corinthian Colleges, Inc. 181,219 20,000 0.00%
4217 Cogo Group, Inc. 11,083 20,000 0.00%
4218 PEDEVCO CORP 12,118 20,000 0.00%
4219 LUCAS ENERGY INC 42,507 19,000 0.00%
4220 LUNA INNOVATIONS 12,788 18,000 0.00%
4221 SIGA TECHNOLOGIES ORD 12,538 18,000 0.00%
4222 LIGHTPATH TECHNOLOGIES INC 11,821 17,000 0.00%
4223 FULL HOUSE 14,657 17,000 0.00%
4224 VANGUARD BD INDEX FDS 21,361 17,000 0.00%
4225 PROPHASE LABS INC 11,590 16,000 0.00%
4226 Echo Therapeutics Inc 19,641 16,000 0.00%
4227 RELIV INTL INC COM NEW 12,784 15,000 0.00%
4228 POSTROCK ENERGY CORP 12,903 15,000 0.00%
4229 Wells-Gardner Elec Cor 13,258 14,000 0.00%
4230 ISHARES TR 14,579 13,000 0.00%
4231 VANGUARD BD INDEX FDS 15,775 13,000 0.00%
4232 BG Medicine, Inc. 23,200 13,000 0.00%
4233 SILVER BULL RES INC 59,423 13,000 0.00%
4234 CYANOTECH CORP 2,482 12,000 0.00%
4235 NTN Buzztime, Inc. 34,487 12,000 0.00%
4236 WPCS INTL INC 14,905 12,000 0.00%
4237 MAJESCO ENTERTAINMENT CO COM PAR NEW 11,575 12,000 0.00%
4238 HOUSTON AMERN ENERGY CORP 30,323 10,000 0.00%
4239 BARINGS CORPORATE INVS 70,336 10,000 0.00%
4240 ZBB ENERGY CORPORATION 16,823 9,000 0.00%
4241 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B ADDED 2,249 9,000 0.00%
4242 OI S A SPONSORED ADR 12,237 9,000 0.00%
4243 Astronics Corp 160 8,000 0.00%
4244 BRIDGELINE DIGITAL INC. 12,774 8,000 0.00%
4245 FIELDPOINT PETROLEUM CORP WT EXP 032318 11,402 8,000 0.00%
4246 PIMCO MUNI INCOME FUND III COM 74,100 8,000 0.00%
4247 CERES, INC. 18,150 7,000 0.00%
4248 ENTERTAINMENT GAMING ASIA INC 10,887 7,000 0.00%
4249 GEA Group AG Spon ADR 161 7,000 0.00%
4250 SPDR SERIES TRUST 12,150 6,000 0.00%
Page 85 of 87

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-14-000022, filed 2014.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.