Dark
Light
System
Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,312 holdings with a total value of $318,407,094,000.
#
Name
Shares
Value ($)
%
Options
Notes
4101 ALEXZA PHARMACEUTICALS INC COM NEW 29,487 68,000 0.00%
4102 Stereotaxis Inc 28,976 67,000 0.00%
4103 VERMILLION INC 37,341 67,000 0.00%
4104 COSI INC SHS 30,223 67,000 0.00%
4105 AU Optronics Corp 16,200 67,000 0.00%
4106 CELSION CORPORATION COM PAR $0.01 22,406 66,000 0.00%
4107 FIELDPOINT PETROLEUM CORP 16,593 66,000 0.00%
4108 AMREP CORP NEW 14,198 66,000 0.00%
4109 NANOSPHERE INC 115,712 66,000 0.00%
4110 CARDICA INC 60,866 65,000 0.00%
4111 PERFUMANIA HLDGS INC 10,265 65,000 0.00%
4112 ACORN ENERGY INC COM 42,210 65,000 0.00%
4113 Smith Micro Software 72,394 65,000 0.00%
4114 INSPIREMD INC 29,421 65,000 0.00%
4115 AASTROM BIOSCIENCES INC 22,788 65,000 0.00%
4116 CONATUS PHARMACEUTICALS INC COM 10,555 65,000 0.00%
4117 IPATH MSCI INDIA INDEX ETN 924 65,000 0.00%
4118 VENAXIS INC 38,375 64,000 0.00%
4119 ACURA PHARMACEUTICALS INC 80,210 63,000 0.00%
4120 Radiant Logistics Inc 17,124 63,000 0.00%
4121 KALOBIOS PHARMACEUTICALS INC 40,670 63,000 0.00%
4122 RADIO ONE INC CL A 20,312 62,000 0.00%
4123 GORDMANS STORES INC 17,546 60,000 0.00%
4124 ROYALE ENERGY INC 20,815 60,000 0.00%
4125 ENVIVIO INC 32,257 59,000 0.00%
4126 ADCARE HEALTH SYSTEMS INC 12,275 58,000 0.00%
4127 PREMIER EXHIBITIONS INC 76,022 57,000 0.00%
4128 TRANSCEPT PHARMACEUTICALS IN 27,754 56,000 0.00%
4129 MEDICINOVA INC COM NEW 18,656 56,000 0.00%
4130 WAVE SYSTEMS CORP 52,052 55,000 0.00%
4131 Nova Lifestyle Inc 12,897 55,000 0.00%
4132 ONCONOVA THERAPEUTICS 12,737 55,000 0.00%
4133 VERSAR INC 16,964 55,000 0.00%
4134 GTX INC 75,251 55,000 0.00%
4135 Life Partners Holdings Inc 26,545 53,000 0.00%
4136 OXIGENE INC 24,591 53,000 0.00%
4137 IKANOS COMMUNICATIONS INC 151,990 53,000 0.00%
4138 GENVEC INC 25,545 53,000 0.00%
4139 TEJON RANCH CO WT EXP 083116 26,441 53,000 0.00%
4140 INTERPHASE CORP 16,831 52,000 0.00%
4141 CORMEDIX INC 27,665 52,000 0.00%
4142 SYNACOR INC 26,934 52,000 0.00%
4143 Royal Bancshares of Pennsylvania, Inc. 31,706 51,000 0.00%
4144 METABOLIX INC RESTRICTED 56,491 51,000 0.00%
4145 PRIMERO MNG CORP 10,586 51,000 0.00%
4146 VIDEO DISPLAY CORP 17,104 50,000 0.00%
4147 BARNWELL INDS INC 18,941 50,000 0.00%
4148 NOVABAY PHARMACEUTICALS INC 58,978 50,000 0.00%
4149 INFOSONICS CORP 25,226 50,000 0.00%
4150 CAFEPRESS INC 15,756 49,000 0.00%
Page 83 of 87

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-14-000022, filed 2014.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.