| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Quantum Fuel Systems Tech Worl | 17,736 | 1,000 | 0.00% | ||
| 2 | TOWERSTREAM CORP | 26,038 | 2,000 | 0.00% | ||
| 3 | Cinedigm Corp | 15,500 | 3,000 | 0.00% | ||
| 4 | MAST THERAPEUTICS INC COM | 13,124 | 4,000 | 0.00% | ||
| 5 | GLORI ENERGY INC | 17,200 | 4,000 | 0.00% | ||
| 6 | SUNLINK HEALTH SYS INC COM | 10,300 | 5,000 | 0.00% | ||
| 7 | U S ENERGY CORP WYO | 13,200 | 5,000 | 0.00% | ||
| 8 | AMERICAN DG ENERGY INC | 16,694 | 5,000 | 0.00% | ||
| 9 | GLOWPOINT INC | 13,300 | 5,000 | 0.00% | ||
| 10 | HOOPER HOLMES INC | 38,844 | 5,000 | 0.00% | ||
| 11 | Rubicon Technology | 10,272 | 6,000 | 0.00% | ||
| 12 | UNITED STATES ANTIMONY CORP | 28,812 | 6,000 | 0.00% | ||
| 13 | SOLITARIO EXPL & RTY CORP COM | 13,385 | 6,000 | 0.00% | ||
| 14 | MINES MGMT INC | 13,000 | 6,000 | 0.00% | ||
| 15 | Apricus Biosciences, Inc. | 10,398 | 6,000 | 0.00% | ||
| 16 | Warren Resources Inc | 45,951 | 7,000 | 0.00% | ||
| 17 | IBIO INC COM | 12,000 | 7,000 | 0.00% | ||
| 18 | OncoGenex Pharmaceuticals Inc | 10,229 | 7,000 | 0.00% | ||
| 19 | CYTORI THERAPEUTIC INC | 33,596 | 7,000 | 0.00% | ||
| 20 | ALPHATEC HOLDINGS INC | 32,677 | 8,000 | 0.00% | ||
| 21 | Caladrius Biosciences Inc | 10,879 | 8,000 | 0.00% | ||
| 22 | ImmunoCellular Therapeutics Lt | 29,173 | 8,000 | 0.00% | ||
| 23 | GTX INC | 20,538 | 10,000 | 0.00% | ||
| 24 | PENN WEST PETE LTD NEW | 10,229 | 10,000 | 0.00% | ||
| 25 | MARRONE BIO INNOVATIONS INC | 10,800 | 10,000 | 0.00% | ||
| 26 | PALATIN TECHNOLOGIES INC COM | 17,410 | 10,000 | 0.00% | ||
| 27 | TearLab Corp. | 16,300 | 11,000 | 0.00% | ||
| 28 | BLUELINX HLDGS INC | 18,609 | 11,000 | 0.00% | ||
| 29 | UQM TECHNOLOGIES INC COM | 18,876 | 11,000 | 0.00% | ||
| 30 | Cosi Inc. | 12,861 | 11,000 | 0.00% | ||
| 31 | Comstock Mining Inc | 30,500 | 11,000 | 0.00% | ||
| 32 | HEMISPHERX BIOPHARMA INC | 81,000 | 11,000 | 0.00% | ||
| 33 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 388,383 | 11,000 | 0.00% | ||
| 34 | Smith Micro Software | 19,313 | 12,000 | 0.00% | ||
| 35 | HARVEST NATURAL RESOURCES IN | 20,240 | 12,000 | 0.00% | ||
| 36 | EMMIS COMMUNICTNS CORP CL A | 20,364 | 12,000 | 0.00% | ||
| 37 | ENGLOBAL CORP | 11,150 | 12,000 | 0.00% | ||
| 38 | BIOANALYTICAL SYS INC | 10,200 | 12,000 | 0.00% | ||
| 39 | ENZON PHARMACEUTICALS INC | 28,090 | 13,000 | 0.00% | ||
| 40 | DOVER DOWNS GAMING & ENTMT I | 12,164 | 13,000 | 0.00% | ||
| 41 | MOSYS INC | 19,736 | 13,000 | 0.00% | ||
| 42 | REPROS THERAPEUTICS INC | 13,851 | 13,000 | 0.00% | ||
| 43 | ELEPHANT TALK COMM CORP | 56,700 | 13,000 | 0.00% | ||
| 44 | REXAHN PHARMACEUTICALS INC | 40,400 | 14,000 | 0.00% | ||
| 45 | GOLDEN MINERALS CO | 34,213 | 14,000 | 0.00% | ||
| 46 | Isoray Inc | 15,600 | 14,000 | 0.00% | ||
| 47 | Vical Inc | 39,205 | 14,000 | 0.00% | ||
| 48 | ORION ENERGY SYSTEMS INC | 10,800 | 14,000 | 0.00% | ||
| 49 | Sunesis Pharmaceuticals I | 27,851 | 15,000 | 0.00% | ||
| 50 | AEROPOSTALE INC N/C 8/16/17 00215Q103 | 80,038 | 16,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001628280-16-016261, filed 2016.05.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
