Dark
Light
System
Security
Smith Micro Software
Smith Micro Software. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 32 Institutional holders with a total value of $2,432,162.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 1,257,879 742,000 30.51%
2 RENAISSANCE TECHNOLOGIES LLC 799,600 472,000 19.41%
3 VANGUARD GROUP INC 778,489 459,000 18.87%
4 Cowen Prime Services LLC 182,331 108,000 4.44%
5 GEODE CAPITAL MANAGEMENT, LLC 180,264 106,000 4.36%
6 CHECK CAPITAL MANAGEMENT INC/CA 172,000 101,000 4.15%
7 BANK OF AMERICA CORP /DE/ 161,314 95,000 3.91%
8 BlackRock Fund Advisors 109,344 65,000 2.67%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 89,500 53,000 2.18%
10 ALGERT GLOBAL LLC 86,525 51,000 2.10%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 75,400 44,000 1.81%
12 NORTHERN TRUST CORP 65,417 39,000 1.60%
13 Bank of New York Mellon Corp 48,413 28,000 1.15%
14 STATE STREET CORP 19,313 12,000 0.49%
15 GOLDMAN SACHS GROUP INC 14,765 9,000 0.37%
16 Raymond James Financial Services Advisors, Inc. 12,883 8,000 0.33%
17 BLACKROCK ADVISORS LLC 12,346 7,000 0.29%
18 TWO SIGMA SECURITIES, LLC 11,494 7,000 0.29%
19 Virtu KCG Holdings LLC 11,085 7,000 0.29%
20 WFG Advisors, LP 10,700 6,000 0.25%
21 IFP ADVISORS, INC 6,000 4,000 0.16%
22 BlackRock Investment Management, LLC 6,717 4,000 0.16%
23 WELLS FARGO & COMPANY/MN 1,001 1,000 0.04%
24 UBS Group AG 2,192 1,000 0.04%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 1,000 0.04%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,204 1,000 0.04%
27 GLOBEFLEX CAPITAL L P 982 1,000 0.04%
28 Winslow, Evans & Crocker, Inc. 275 162 0.01%
29 CITIGROUP INC 61 0 0.00%
30 BANK OF MONTREAL /CAN/ 27 0 0.00%
31 MORGAN STANLEY 81 0 0.00%
32 AMERICAN INTERNATIONAL GROUP, INC. 300 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.