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Institutional Investment Manager
STATE STREET CORP
STATE STREET CORP (CIK: 0000093751) incorporated in Massachusetts, registered under State Commercial Banks, located at 1 Congress Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,593 holdings with a total value of $776,485,339,000.
#
Name
Shares
Value ($)
%
Options
Notes
3551 NEONODE INC 12,979 14,000 0.00%
3552 PERNIX THERAPEUTICS HLDGS IN 21,619 14,000 0.00%
3553 CAPSTONE TURBINE CORP 10,516 14,000 0.00%
3554 NORTHWEST BIOTHERAPEUTICS 24,400 14,000 0.00%
3555 THESTREET INC 13,500 14,000 0.00%
3556 GENERAL MOLY INC 48,515 14,000 0.00%
3557 ORION ENERGY SYSTEMS INC 10,800 14,000 0.00%
3558 DOVER DOWNS GAMING & ENTMT I 12,164 13,000 0.00%
3559 INUVO INC 10,357 13,000 0.00%
3560 AMYRIS INC COM 24,081 13,000 0.00%
3561 BEBE STORES INC 20,046 13,000 0.00%
3562 WIDEPOINT CORP 29,100 13,000 0.00%
3563 NEURALSTEM INC COM 38,600 13,000 0.00%
3564 DIGITAL TURBINE INC 12,900 13,000 0.00%
3565 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 11,300 13,000 0.00%
3566 GALECTIN THERAPEUTICS INC COM 11,450 13,000 0.00%
3567 UNITED STATES ANTIMONY CORP 28,812 13,000 0.00%
3568 IMATION CORP 18,153 12,000 0.00%
3569 SUNLINK HEALTH SYS INC COM 10,300 12,000 0.00%
3570 Isoray Inc 15,600 12,000 0.00%
3571 UQM TECHNOLOGIES INC COM 18,876 12,000 0.00%
3572 BIOANALYTICAL SYS INC 10,200 12,000 0.00%
3573 VANGUARD NAT RES LLC COM UNIT 12,495 11,000 0.00%
3574 FIRST ACCEPTANCE CORP 10,746 11,000 0.00%
3575 TRIANGLE PETE CORP 40,031 11,000 0.00%
3576 PALATIN TECHNOLOGIES INC COM 17,410 11,000 0.00%
3577 Comstock Mining Inc 30,500 11,000 0.00%
3578 TONIX PHARMACEUTICALS HOLDING 16,100 11,000 0.00%
3579 TearLab Corp. 16,300 11,000 0.00%
3580 CASTLE A M & CO 12,885 10,000 0.00%
3581 REXAHN PHARMACEUTICALS INC 40,400 9,000 0.00%
3582 PARETEUM CORP 56,700 9,000 0.00%
3583 SOLITARIO EXPL & RTY CORP COM 13,385 9,000 0.00%
3584 FIBROCELL SCIENCE INC 11,300 8,000 0.00%
3585 Violin Memory Inc 10,273 7,000 0.00%
3586 IBIO INC COM 12,000 7,000 0.00%
3587 MAST THERAPEUTICS INC COM 54,724 6,000 0.00%
3588 AMERICAN DG ENERGY INC 16,694 5,000 0.00%
3589 OncoGenex Pharmaceuticals Inc 10,229 5,000 0.00%
3590 Apricus Biosciences, Inc. 10,398 4,000 0.00%
3591 GLOWPOINT INC 13,300 4,000 0.00%
3592 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 383,176 4,000 0.00%
3593 ImmunoCellular Therapeutics Lt 29,173 4,000 0.00%
Page 72 of 72

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001628280-16-021307, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.