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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 6,400 holdings with a total value of $65,584,539,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 TANZANIAN ROYALTY EXPL CORP 52 0 0.00%
202 NTN Buzztime, Inc. 6,000 0 0.00%
203 ImmunoCellular Therapeutics Lt 2,000 0 0.00%
204 BLACKROCK MUN INCOME TR 27 0 0.00%
205 ALTISOURCE ASSET MGMT CORP 2 0 0.00%
206 XOMA CORP DEL 4 0 0.00%
207 PROSHARES TR 5 0 0.00%
208 STONEMOR PARTNERS L P 6 0 0.00%
209 ISHARES INC 1 0 0.00%
210 HALYARD HEALTH INC 12 0 0.00% Call
211 ONCOCYTE CORP 3 0 0.00%
212 GLORI ENERGY INC 13,700 0 0.00%
213 PROVIDENT FINL HLDGS INC COM 15 0 0.00%
214 COMSTOCK RES INC COM NEW 3,000 0 0.00% Call
215 PIONEER ENERGY SVCS CORP 170 0 0.00%
216 SUNTRUST BKS INC 1 0 0.00%
217 EXCO RESOURCES INC 101,700 0 0.00% Call
218 CRAY INC 11 0 0.00%
219 STONE ENERGY CORP 500 0 0.00% Put
220 ULTRA PETROLEUM CORP 18,400 0 0.00% Put
221 CUMULUS MEDIA INC 45,800 0 0.00%
222 Navidea Biopharm Inc 6,500 0 0.00% Call
223 SIGMA DESIGNS INC COM 10 0 0.00%
224 ONCOTHYREON INC COM N/C EFF 6/ 300 0 0.00% Put
225 GOLDEN STAR RES LTD CDA 6,840 0 0.00%
226 VISTA GOLD CORP 38 0 0.00%
227 UTSTARCOM HOLDINGS CORP SHS NEW 57 0 0.00%
228 CINER RES LP 5 0 0.00%
229 PULMATRIX INC 8 0 0.00%
230 ULTRA PETROLEUM CORP 162,900 0 0.00% Call
231 APPFOLIO INC 23 0 0.00%
232 VOYA INTL HIGH DIV EQTY INM 10 0 0.00%
233 PUTNAM MASTER INTER INCOME T 20 0 0.00%
234 CHEMOCENTRYX INC 236 0 0.00%
235 FREDS INC-TENN CL A 12 0 0.00%
236 EXCO RESOURCES INC 18,600 0 0.00% Put
237 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 13 0 0.00%
238 Ellington Financial LLC 14 0 0.00%
239 CYTORI THERAPEUTIC INC 22,000 0 0.00%
240 Alliance Fiber Optic Products 32 0 0.00%
241 NATURAL HEALTH 12 0 0.00%
242 CITIGROUP INC 113,610 0 0.00%
243 CONE Midstream Partners 12 0 0.00%
244 SKY-MOBI LTD 83 0 0.00%
245 ULTRA PETROLEUM CORP 80 0 0.00%
246 GARRISON CAP INC 5 0 0.00%
247 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 1,300 0 0.00%
248 First Bancshares Inc/The 6 0 0.00%
249 PetroQuest Energy 33 0 0.00%
250 SunEdison Inc 350,181 0 0.00%
Page 5 of 128

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-16-000243, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.