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GARRISON CAP INC
GARRISON CAP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 44 Institutional holders with a total value of $45,295,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,628,240 17,471,000 38.57%
2 DRW Securities, LLC 569,817 6,114,000 13.50%
3 ALLIANCEBERNSTEIN L.P. 311,782 3,345,000 7.38%
4 UBS Group AG 309,203 3,318,000 7.33%
5 Muzinich & Co., Inc. 187,658 2,014,000 4.45%
6 MCKINLEY CAPITAL MANAGEMENT LLC 130,039 1,395,000 3.08%
7 BLAIR WILLIAM & CO/IL 127,300 1,366,000 3.02%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 106,852 1,147,000 2.53%
9 GREAT AMERICAN GROUP, INC. 74,555 800,000 1.77%
10 Yorktown Management & Research Co Inc 70,000 751,000 1.66%
11 BlackRock Group LTD 64,385 691,000 1.53%
12 MORGAN STANLEY 59,367 637,000 1.41%
13 TWO SIGMA INVESTMENTS, LP 57,970 622,000 1.37%
14 TWO SIGMA ADVISERS, LP 57,000 612,000 1.35%
15 BAIRD FINANCIAL GROUP, INC. 55,955 600,000 1.32%
16 Janney Montgomery Scott LLC 45,400 487,000 1.08%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 43,000 461,000 1.02%
18 Geneva Advisors, LLC 40,585 435,000 0.96%
19 J.P. Morgan Private Wealth Advisors LLC 38,708 415,000 0.92%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,100 345,000 0.76%
21 D. E. Shaw & Co., Inc. 30,640 329,000 0.73%
22 MILLENNIUM MANAGEMENT LLC 28,640 307,000 0.68%
23 OPPENHEIMER & CO INC 22,330 240,000 0.53%
24 STEPHENS INC /AR/ 20,879 224,000 0.49%
25 B. Riley Wealth Management, Inc. 15,600 167,000 0.37%
26 ENVESTNET ASSET MANAGEMENT INC 14,495 156,000 0.34%
27 Cambridge Investment Research Advisors, Inc. 11,900 128,000 0.28%
28 Clear Harbor Asset Management, LLC 11,890 128,000 0.28%
29 RAYMOND JAMES & ASSOCIATES 11,900 128,000 0.28%
30 LPL Financial LLC 12,082 127,000 0.28%
31 STATE STREET CORP 10,900 117,000 0.26%
32 CITIGROUP INC 7,955 85,000 0.19%
33 DEUTSCHE BANK AG\ 2,659 28,000 0.06%
34 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,763 19,000 0.04%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,617 17,000 0.04%
36 PineBridge Investments, L.P. 1,406 15,000 0.03%
37 AMERICAN INTERNATIONAL GROUP, INC. 1,315 14,000 0.03%
38 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 11,000 0.02%
39 ROYAL BANK OF CANADA 1,000 11,000 0.02%
40 JPMORGAN CHASE & CO 885 9,000 0.02%
41 WELLS FARGO & COMPANY/MN 671 7,000 0.02%
42 Tower Research Capital LLC (TRC) 55 1,000 0.00%
43 GLOBEFLEX CAPITAL L P 47 1,000 0.00%
44 BARCLAYS PLC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.