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Institutional Investment Manager
GOFEN & GLOSSBERG LLC /IL/
GOFEN & GLOSSBERG LLC /IL/ (CIK: 0000315498) incorporated in Illinois, located at 455 Cityfront Ste 3200, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 472 holdings with a total value of $2,348,959,000.
#
Name
Shares
Value ($)
%
Options
Notes
451 LADENBURG THALMAN FIN SVCS I 20,000 50,000 0.00%
452 California Resources Corp 30,927 32,000 0.00%
453 SOLAZYME INC 13,000 26,000 0.00%
454 AMYRIS INC COM 20,000 22,000 0.00%
455 Lynden Energy 50,000 15,000 0.00%
456 QUICKLOGIC CORP 10,000 11,000 0.00%
457 SunEdison Inc 17,500 9,000 0.00%
458 CASTLE BRANDS INC COM 10,000 9,000 0.00%
459 CERES INC 13,750 3,000 0.00%
460 VERSUS TECHNOLOGY INC COM 30,000 3,000 0.00%
461 Warren Resources Inc 10,000 2,000 0.00%
462 iSonea Ltd 22,200 1,000 0.00%
463 Defentect Group 23,000 0 0.00%
464 First Merchants Acceptance 13,000 0 0.00%
465 CMG Holdings Group 10,100 0 0.00%
466 ECOTALITY INC XXX 100,000 0 0.00%
467 VITROTECH CORP 15,000 0 0.00%
468 SED Intl Hldgs 20,000 0 0.00%
469 Leeward Capital 30,000 0 0.00%
470 Viaspace Inc. 100,000 0 0.00%
471 Options Media Group 234,993 0 0.00%
472 Serac Hldgs 12,500 0 0.00%
Page 10 of 10

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000315498-16-000008, filed 2016.04.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.