Dark
Light
System
Security
LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 86 Institutional holders with a total value of $55,355,015.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 4,023,457 10,058,000 18.17%
2 BlackRock Institutional Trust Company, N.A. 3,308,183 8,270,000 14.94%
3 BlackRock Fund Advisors 2,679,761 6,699,000 12.10%
4 DIMENSIONAL FUND ADVISORS LP 1,756,681 4,392,000 7.93%
5 STATE STREET CORP 1,689,990 4,227,000 7.64%
6 NORTHERN TRUST CORP 1,070,831 2,676,000 4.83%
7 GEODE CAPITAL MANAGEMENT, LLC 660,561 1,651,000 2.98%
8 GSA CAPITAL PARTNERS LLP 506,143 1,265,000 2.29%
9 Bank of New York Mellon Corp 446,361 1,116,000 2.02%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 436,000 1,090,000 1.97%
11 BlackRock Investment Management, LLC 407,533 1,019,000 1.84%
12 Geduld E E 400,000 1,000,000 1.81%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 352,009 880,000 1.59%
14 BANK OF AMERICA CORP /DE/ 349,389 874,000 1.58%
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 295,149 738,000 1.33%
16 ACG Wealth 279,000 698,000 1.26%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 269,976 675,000 1.22%
18 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 223,094 558,000 1.01%
19 VICTORY CAPITAL MANAGEMENT INC 200,018 500,000 0.90%
20 ANALYTIC INVESTORS, LLC 191,478 479,000 0.87%
21 NEW YORK STATE COMMON RETIREMENT FUND 183,200 458,000 0.83%
22 TEACHERS ADVISORS, LLC 160,706 402,000 0.73%
23 RHUMBLINE ADVISERS 155,734 389,000 0.70%
24 Swiss National Bank 160,439 387,000 0.70%
25 D. E. Shaw & Co., Inc. 98,813 247,000 0.45%
26 CITIGROUP INC 95,528 239,000 0.43%
27 CREDIT SUISSE AG/ 94,950 237,000 0.43%
28 GOLDMAN SACHS GROUP INC 87,543 219,000 0.40%
29 SG Americas Securities, LLC 84,670 212,000 0.38%
30 RAYMOND JAMES & ASSOCIATES 84,813 212,000 0.38%
31 RENAISSANCE TECHNOLOGIES LLC 79,500 199,000 0.36%
32 Nationwide Fund Advisors 77,006 193,000 0.35%
33 METROPOLITAN LIFE INSURANCE CO/NY 76,384 191,000 0.35%
34 ROYAL BANK OF CANADA 73,002 183,000 0.33%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 72,629 182,000 0.33%
36 AMERICAN INTERNATIONAL GROUP, INC. 62,729 157,000 0.28%
37 Raymond James Financial Services Advisors, Inc. 52,752 132,000 0.24%
38 BLACKROCK ADVISORS LLC 51,448 129,000 0.23%
39 UBS Group AG 47,552 119,000 0.21%
40 VOYA INVESTMENT MANAGEMENT LLC 47,269 118,000 0.21%
41 Spark Investment Management LLC 46,500 116,000 0.21%
42 Catalyst Capital Advisors LLC 45,420 114,000 0.21%
43 Moors & Cabot, Inc. 38,700 107,000 0.19%
44 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 39,839 100,000 0.18%
45 AQR CAPITAL MANAGEMENT LLC 38,218 96,000 0.17%
46 DEUTSCHE BANK AG\ 36,624 91,000 0.16%
47 MORGAN STANLEY 34,840 87,000 0.16%
48 WELLS FARGO & COMPANY/MN 34,704 87,000 0.16%
49 BROWN ADVISORY INC 30,000 75,000 0.14%
50 PRICE T ROWE ASSOCIATES INC /MD/ 29,700 74,000 0.13%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.