| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 60,122 | 0 | 0.00% | ||
| 2 | IAO KUN GROUP HLDG CO LTD | 13,500 | 4,000 | 0.00% | ||
| 3 | PEREGRINE PHARMACEUTICALS IN | 17,160 | 4,000 | 0.00% | ||
| 4 | OncoGenex Pharmaceuticals Inc | 10,300 | 4,000 | 0.00% | ||
| 5 | MANNKIND CORP. | 11,000 | 6,000 | 0.00% | ||
| 6 | THRESHOLD PHARMACEUTICAL INC | 20,000 | 8,000 | 0.00% | ||
| 7 | ENDOLOGIX INC | 10,000 | 9,000 | 0.00% | PRN | |
| 8 | STANLEY FURNITURE CO INC COM NEW | 10,000 | 9,000 | 0.00% | ||
| 9 | TESLA INC | 12,000 | 10,000 | 0.00% | PRN | |
| 10 | NEWMONT MINING CORP SR NT CV1.625 17 | 10,194 | 10,000 | 0.00% | PRN | |
| 11 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 11,000 | 11,000 | 0.00% | PRN | |
| 12 | WEATHERFORD INTL LTD | 10,850 | 11,000 | 0.00% | PRN | |
| 13 | FOREST CITY ENTERPRISES INC | 10,000 | 11,000 | 0.00% | PRN | |
| 14 | COBALT INTL ENERGY INC | 11,775 | 12,000 | 0.00% | PRN | |
| 15 | TITAN MACHY INC | 13,313 | 13,000 | 0.00% | PRN | |
| 16 | RAIT Financial | 13,800 | 14,000 | 0.00% | PRN | |
| 17 | BROADSOFT INC | 13,000 | 15,000 | 0.00% | PRN | |
| 18 | NATIONAL HEALTH INVS INC | 13,000 | 15,000 | 0.00% | PRN | |
| 19 | SPIRIT RLTY CAP INC NEW | 15,000 | 16,000 | 0.00% | PRN | |
| 20 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 17,000 | 17,000 | 0.00% | PRN | |
| 21 | RTI INTL METALS INC SR CV NT1.625 19 | 16,000 | 17,000 | 0.00% | PRN | |
| 22 | INNOCOLL HLDGS PLC | 26,400 | 18,000 | 0.00% | ||
| 23 | HOLOGIC INC | 15,000 | 18,000 | 0.00% | PRN | |
| 24 | WHITING PETE CORP NEW | 17,550 | 18,000 | 0.00% | PRN | |
| 25 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 18,000 | 18,000 | 0.00% | PRN | |
| 26 | NAVISTAR INTL CORP NEW | 19,713 | 20,000 | 0.00% | PRN | |
| 27 | STARWOOD PPTY TR INC | 20,894 | 22,000 | 0.00% | PRN | |
| 28 | CIVEO CORP CDA | 10,000 | 22,000 | 0.00% | ||
| 29 | MICRON TECHNOLOGY INC SR SB CV NT 3 43 | 22,931 | 23,000 | 0.00% | PRN | |
| 30 | CTRIP COM INTL LTD | 20,000 | 23,000 | 0.00% | PRN | |
| 31 | FUELCELL ENERGY INC | 14,797 | 24,000 | 0.00% | ||
| 32 | COLONY CAP INC | 24,000 | 24,000 | 0.00% | PRN | |
| 33 | WEB COM GROUP INC | 24,047 | 24,000 | 0.00% | PRN | |
| 34 | CIENA CORP SR NT CV 17 | 25,000 | 25,000 | 0.00% | PRN | |
| 35 | ARES CAP CORP | 25,094 | 25,000 | 0.00% | PRN | |
| 36 | ANTARES PHARMA INC | 11,000 | 25,000 | 0.00% | ||
| 37 | SOLAZYME INC | 25,688 | 26,000 | 0.00% | PRN | |
| 38 | WEBMD HEALTH CORP | 25,000 | 26,000 | 0.00% | PRN | |
| 39 | RYLAND GROUP INC SR NT CV 0.25 19 | 30,000 | 28,000 | 0.00% | PRN | |
| 40 | Ares Capital Corp | 29,475 | 29,000 | 0.00% | PRN | |
| 41 | BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 | 26,000 | 29,000 | 0.00% | PRN | |
| 42 | TRANSENTERIX INC | 22,050 | 30,000 | 0.00% | ||
| 43 | CHESAPEAKE ENERGY CORP | 30,000 | 30,000 | 0.00% | PRN | |
| 44 | SEADRILL LIMITED | 10,005 | 32,000 | 0.00% | ||
| 45 | AKAMAI TECHNOLOGIES INC | 31,000 | 32,000 | 0.00% | ||
| 46 | SEACHANGE INTL INC | 14,280 | 33,000 | 0.00% | ||
| 47 | BLACKSTONE MTG TR INC | 33,450 | 34,000 | 0.00% | PRN | |
| 48 | GRAN TIERRA ENERGY INC | 11,181 | 35,000 | 0.00% | ||
| 49 | ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 | 35,439 | 35,000 | 0.00% | PRN | |
| 50 | HOVNANIAN ENTERPRISES INC | 13,075 | 37,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000720672-17-000035, filed 2017.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
