| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OAKTREE CAPITAL MANAGEMENT LP | 27,526,000 | 30,761,000 | 19.34% | PRN | |
| 2 | WHITEBOX ADVISORS LLC | 14,300,000 | 15,945,000 | 10.03% | PRN | |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 12,491,000 | 13,927,000 | 8.76% | PRN | |
| 4 | AMERIPRISE FINANCIAL INC | 12,350,000 | 13,755,000 | 8.65% | PRN | |
| 5 | CITADEL ADVISORS LLC | 11,995,000 | 13,405,000 | 8.43% | PRN | |
| 6 | Graham Capital Management, L.P. | 10,460,000 | 11,694,000 | 7.35% | ||
| 7 | PUTNAM INVESTMENTS LLC | 8,919,000 | 9,944,000 | 6.25% | ||
| 8 | Invesco Ltd. | 5,711,000 | 6,368,000 | 4.00% | PRN | |
| 9 | NOMURA HOLDINGS INC | 4,979,000 | 5,552,000 | 3.49% | PRN | |
| 10 | Clearbridge Investments, LLC | 4,235,000 | 4,736,000 | 2.98% | PRN | |
| 11 | SSI INVESTMENT MANAGEMENT LLC | 4,051,000 | 4,502,000 | 2.83% | PRN | |
| 12 | DEUTSCHE BANK AG\ | 3,947,000 | 4,400,000 | 2.77% | PRN | |
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 3,600,000 | 4,014,000 | 2.52% | ||
| 14 | CITIGROUP INC | 3,172,000 | 3,537,000 | 2.22% | PRN | |
| 15 | BESSEMER GROUP INC | 3,000,000 | 3,357,000 | 2.11% | PRN | |
| 16 | BASSO CAPITAL MANAGEMENT, L.P. | 2,920,000 | 3,254,000 | 2.05% | PRN | |
| 17 | Calamos Advisors LLC | 1,500,000 | 1,676,000 | 1.05% | PRN | |
| 18 | CREDIT SUISSE AG/ | 1,390,000 | 1,550,000 | 0.97% | PRN | |
| 19 | GOLDMAN SACHS GROUP INC | 1,357,000 | 1,513,000 | 0.95% | PRN | |
| 20 | BAR HARBOR TRUST SERVICES | 1,335,000 | 1,489,000 | 0.94% | PRN | |
| 21 | METROPOLITAN LIFE INSURANCE CO/NY | 1,280,000 | 1,426,000 | 0.90% | ||
| 22 | PRELUDE CAPITAL MANAGEMENT, LLC | 795,000 | 888,000 | 0.56% | PRN | |
| 23 | Bank of New York Mellon Corp | 500,000 | 559,000 | 0.35% | ||
| 24 | SEI INVESTMENTS CO | 147,000 | 164,000 | 0.10% | ||
| 25 | JPMORGAN CHASE & CO | 130,000 | 145,000 | 0.09% | PRN | |
| 26 | BlackRock Investment Management, LLC | 81,000 | 90,000 | 0.06% | PRN | |
| 27 | ADVISOR GROUP, INC. | 58 | 65,000 | 0.04% | PRN | |
| 28 | Creative Planning | 54,000 | 60,000 | 0.04% | PRN | |
| 29 | HighTower Advisors, LLC | 35,000 | 39,000 | 0.02% | PRN | |
| 30 | WELLS FARGO & COMPANY/MN | 32,000 | 36,000 | 0.02% | PRN | |
| 31 | EDGE ADVISORS, LLC | 32,000 | 35,000 | 0.02% | ||
| 32 | STIFEL FINANCIAL CORP | 33,450 | 34,000 | 0.02% | PRN | |
| 33 | Commonwealth Equity Services, Inc | 25,000 | 28,000 | 0.02% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 16,000 | 18,000 | 0.01% | PRN | |
| 35 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,000 | 18,000 | 0.01% | PRN | |
| 36 | Wellesley Asset Management | 11,449 | 12,766 | 0.01% | PRN | |
| 37 | ACG Wealth | 10,000 | 11,000 | 0.01% | ||
| 38 | MORGAN STANLEY | 6,000 | 7,000 | 0.00% | PRN | |
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,000 | 6,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
