| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 67,723,000 | 68,400,000 | 24.15% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 44,173,000 | 44,753,000 | 15.80% | PRN | |
| 3 | VICTORY CAPITAL MANAGEMENT INC | 31,621,960 | 31,938,000 | 11.28% | PRN | |
| 4 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 25,150,000 | 25,371,000 | 8.96% | PRN | |
| 5 | INCOME RESEARCH & MANAGEMENT | 22,614,000 | 22,840,000 | 8.06% | PRN | |
| 6 | LOOMIS SAYLES & CO L P | 259,730 | 11,524,000 | 4.07% | ||
| 7 | OAKTREE CAPITAL MANAGEMENT LP | 10,750,000 | 10,885,000 | 3.84% | PRN | |
| 8 | MORGAN STANLEY | 9,936,000 | 10,023,000 | 3.54% | PRN | |
| 9 | THRIVENT FINANCIAL FOR LUTHERANS | 5,625,000 | 5,681,000 | 2.01% | ||
| 10 | JPMORGAN CHASE & CO | 5,048,000 | 5,108,000 | 1.80% | PRN | |
| 11 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 4,400,000 | 4,438,000 | 1.57% | PRN | |
| 12 | LORD, ABBETT & CO. LLC | 4,092,000 | 4,148,000 | 1.46% | PRN | |
| 13 | BANK OF AMERICA CORP /DE/ | 4,093,000 | 4,134,000 | 1.46% | PRN | |
| 14 | CREDIT SUISSE AG/ | 3,625,000 | 3,661,000 | 1.29% | PRN | |
| 15 | Bank of New York Mellon Corp | 3,403,000 | 3,444,000 | 1.22% | ||
| 16 | CONNING INC. | 3,000,000 | 3,026,000 | 1.07% | PRN | |
| 17 | PRIVATE MANAGEMENT GROUP INC | 2,992,000 | 3,018,000 | 1.07% | ||
| 18 | Calamos Advisors LLC | 2,288,000 | 2,315,000 | 0.82% | PRN | |
| 19 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,000,000 | 2,020,000 | 0.71% | PRN | |
| 20 | RAYMOND JAMES & ASSOCIATES | 1,754,000 | 1,772,000 | 0.63% | PRN | |
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 1,515,000 | 0.53% | PRN | |
| 22 | FIRST MANHATTAN CO. LLC. | 1,449,000 | 1,463,000 | 0.52% | PRN | |
| 23 | WESTWOOD HOLDINGS GROUP INC | 1,400,000 | 1,412,000 | 0.50% | PRN | |
| 24 | PIER 88 INVESTMENT PARTNERS LLC | 1,260,000 | 1,336,000 | 0.47% | PRN | |
| 25 | KEYBANK NATIONAL ASSOCIATION/OH | 1,141,000 | 1,152,000 | 0.41% | ||
| 26 | CITIGROUP INC | 1,083,000 | 1,094,000 | 0.39% | PRN | |
| 27 | Cutler Capital Management, LLC | 1,030,000 | 1,040,000 | 0.37% | PRN | |
| 28 | NOMURA HOLDINGS INC | 1,022,000 | 1,032,000 | 0.36% | PRN | |
| 29 | Nicholas Investment Partners, LP | 1,000,000 | 1,010,000 | 0.36% | PRN | |
| 30 | DEUTSCHE BANK AG\ | 875,000 | 883,000 | 0.31% | Call | PRN |
| 31 | GOLDMAN SACHS GROUP INC | 555,000 | 561,000 | 0.20% | PRN | |
| 32 | BNP Paribas Asset Management Holding S.A. | 500,000 | 507,000 | 0.18% | PRN | |
| 33 | WEDBUSH SECURITIES INC | 4,000 | 404,000 | 0.14% | ||
| 34 | BRAVE ASSET MANAGEMENT INC | 330,000 | 333,000 | 0.12% | PRN | |
| 35 | Raymond James Financial Services Advisors, Inc. | 205,000 | 207,000 | 0.07% | PRN | |
| 36 | WELLS FARGO & COMPANY/MN | 123,000 | 124,000 | 0.04% | PRN | |
| 37 | EARNEST PARTNERS LLC | 110,000 | 111,000 | 0.04% | PRN | |
| 38 | SEI INVESTMENTS CO | 106,000 | 107,000 | 0.04% | ||
| 39 | Prospera Financial Services Inc | 100,000 | 101,000 | 0.04% | PRN | |
| 40 | DEUTSCHE BANK AG\ | 65,000 | 65,000 | 0.02% | PRN | |
| 41 | SSI INVESTMENT MANAGEMENT LLC | 50,000 | 51,000 | 0.02% | PRN | |
| 42 | UBS Group AG | 49,000 | 49,000 | 0.02% | PRN | |
| 43 | AMERIPRISE FINANCIAL INC | 42,000 | 42,000 | 0.01% | PRN | |
| 44 | HighTower Advisors, LLC | 23,000 | 23,000 | 0.01% | PRN | |
| 45 | M&T BANK CORP | 22,000 | 22,000 | 0.01% | PRN | |
| 46 | Mariner, LLC | 20,000 | 20,000 | 0.01% | PRN | |
| 47 | STIFEL FINANCIAL CORP | 17,000 | 17,000 | 0.01% | PRN | |
| 48 | ZEKE CAPITAL ADVISORS, LLC | 15,000 | 15,000 | 0.01% | ||
| 49 | BLAIR WILLIAM & CO/IL | 14,000 | 14,000 | 0.00% | ||
| 50 | BARCLAYS PLC | 14,000 | 14,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
