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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 70 Institutional holders with a total value of $9,542,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KENNEDY CAPITAL MANAGEMENT LLC 7,575,753 2,336,000 24.48%
2 FONDREN MANAGEMENT LP 4,500,000 1,388,000 14.55%
3 VANGUARD GROUP INC 4,308,595 1,329,000 13.93%
4 BlackRock Institutional Trust Company, N.A. 4,236,805 1,307,000 13.70%
5 RENAISSANCE TECHNOLOGIES LLC 2,473,846 763,000 8.00%
6 Freedom Investment Management, Inc. 1,162,929 361,000 3.78%
7 GEODE CAPITAL MANAGEMENT, LLC 1,092,680 336,000 3.52%
8 JACOBS LEVY EQUITY MANAGEMENT, INC 542,800 167,000 1.75%
9 QS Investors, LLC 503,400 155,000 1.62%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 148,000 1.55%
11 Squarepoint Ops LLC 469,100 145,000 1.52%
12 BLACKROCK ADVISORS LLC 453,185 140,000 1.47%
13 Commonwealth Equity Services, Inc 413,261 127,000 1.33%
14 NORTHERN TRUST CORP 370,891 115,000 1.21%
15 GOLDMAN SACHS GROUP INC 318,605 98,000 1.03%
16 Bank of New York Mellon Corp 194,564 60,000 0.63%
17 AQR CAPITAL MANAGEMENT LLC 190,991 59,000 0.62%
18 Nine Chapters Capital Management LLC 184,700 57,000 0.60%
19 BAXTER BROS INC 139,100 43,000 0.45%
20 PRELUDE CAPITAL MANAGEMENT, LLC 102,700 32,000 0.34%
21 MORGAN STANLEY 100,587 32,000 0.34%
22 STATE STREET CORP 101,617 31,000 0.32%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 71,411 22,000 0.23%
24 Tower Research Capital LLC (TRC) 64,560 20,000 0.21%
25 GUGGENHEIM CAPITAL LLC 60,640 19,000 0.20%
26 LEVEL FOUR ADVISORY SERVICES, LLC 57,700 18,000 0.19%
27 DEUTSCHE BANK AG\ 59,457 18,000 0.19%
28 BlackRock Fund Advisors 53,110 16,000 0.17%
29 WELLS FARGO & COMPANY/MN 38,378 12,000 0.13%
30 BANK OF AMERICA CORP /DE/ 36,213 12,000 0.13%
31 Crestwood Advisors Group, LLC 35,000 11,000 0.12%
32 Raymond James Financial Services Advisors, Inc. 36,400 11,000 0.12%
33 WOLVERINE TRADING LP /BD 32,431 10,000 0.10%
34 CITADEL ADVISORS LLC 28,500 9,000 0.09% Call
35 GROUP ONE TRADING LLC 29,926 9,000 0.09%
36 JPMORGAN CHASE & CO 30,000 9,000 0.09%
37 PERCEPTIVE ADVISORS LLC 24,332 8,000 0.08%
38 INVESTMENT CENTERS OF AMERICA INC 25,000 8,000 0.08%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,600 8,000 0.08%
40 Virtu KCG Holdings LLC 22,939 7,000 0.07%
41 Stonehage Fleming Financial Services Holdings Ltd 24,000 7,000 0.07%
42 UBS Group AG 20,307 6,000 0.06%
43 RAYMOND JAMES & ASSOCIATES 20,556 6,000 0.06%
44 Sigma Planning Corp 20,193 6,000 0.06%
45 Sterling Global Strategies LLC 20,000 6,000 0.06%
46 ADVISOR GROUP, INC. 16,000 5,000 0.05%
47 CORRADO ADVISORS, LLC 15,000 5,000 0.05%
48 ROCKLAND TRUST CO 15,000 5,000 0.05%
49 LPL Financial LLC 13,332 4,000 0.04%
50 STIFEL FINANCIAL CORP 17,160 4,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.