Dark
Light
System
Institutional Investment Manager
BAILARD, INC.
BAILARD, INC. (CIK: 0000750641) incorporated in California, located at 950 Tower Lane Suite 1900, Foster City, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004676) filed in 2016.11.09
#
Name
Shares
Value ($)
%
Options
Notes
201 SPDR S&P MIDCAP 400 ETF TR 7,437 2,099 0.19%
202 OCULAR THERAPEUTIX INC 314,752 2,162 0.20%
203 ENERSYS 31,410 2,173 0.20%
204 CUMMINS INC 17,218 2,206 0.20%
205 UNITEDHEALTH GROUP INC 15,954 2,234 0.20%
206 SCHWAB U.S. LARGE-CAP ETF 43,713 2,256 0.21%
207 ALLSTATE CORP 32,729 2,264 0.21%
208 ISHARES TR 55,565 2,309 0.21%
209 TRINSEO S A 42,760 2,419 0.22%
210 US FOODS HLDG CORP 102,505 2,420 0.22%
211 SPARK THERAPEUTICS INCORPORATED 40,600 2,442 0.22%
212 SCHWAB EMERGING MARKETS EQUITY ETF 108,778 2,508 0.23%
213 ISHARES COHEN & STEERS REIT ETF 24,465 2,566 0.23%
214 ISHARES TR 28,041 2,663 0.24%
215 VANGUARD SCOTTSDALE FDS 29,962 2,684 0.24%
216 VANGUARD WORLD FD 25,125 2,687 0.24%
217 VERIZON COMMUNICATIONS INC 51,888 2,697 0.25%
218 FLEX LTD 201,490 2,744 0.25%
219 CITIZENS FINL GROUP INC 112,090 2,770 0.25%
220 BT GROUP PLC 109,124 2,775 0.25%
221 CRANE CO 44,437 2,800 0.26%
222 SCHLUMBERGER LTD 36,472 2,868 0.26%
223 ORIX CORPORATION SPONSORED ADR 200,000 2,918 0.27%
224 LEAR CORP 24,496 2,969 0.27%
225 ISHARES TRUST S&P 100 ETF 31,339 3,006 0.27%
226 HSBC HLDGS PLC 400,000 3,007 0.27%
227 NETGEAR INC 50,158 3,034 0.28%
228 VANGUARD WORLD FD 31,098 3,038 0.28%
229 AERIE PHARMACEUTICALS INC COM 83,000 3,132 0.29%
230 COMCAST CORP NEW 48,109 3,192 0.29%
231 DELUXE CORP COM 48,637 3,250 0.30%
232 TENNECO INC 56,590 3,297 0.30%
233 CROWN HOLDINGS INC 58,190 3,322 0.30%
234 ISHARES TR 27,311 3,323 0.30%
235 SPROTT PHYSICAL GOLD TRUST 306,275 3,353 0.31%
236 ISHARES TR 27,243 3,368 0.31%
237 VCA INCORPORATED 48,495 3,394 0.31%
238 UNION PAC CORP 35,254 3,438 0.31%
239 ISHARES TR 59,029 3,490 0.32%
240 EOG RES INC 36,182 3,499 0.32%
241 MINERALS TECHNOLOGIES INC 50,181 3,547 0.32%
242 SELECT SECTOR SPDR TR 76,147 3,638 0.33%
243 TEVA PHARMACEUTICAL INDS LTD 80,361 3,697 0.34%
244 SPDR SERIES TRUST 121,557 3,740 0.34%
245 ALASKA AIR GROUP INC 57,252 3,771 0.34%
246 GILEAD SCIENCES INC 49,167 3,890 0.35%
247 NEWELL BRANDS 74,322 3,914 0.36%
248 ISHARES MSCI ACWI EX US IDX FD 98,105 4,069 0.37%
249 PRUDENTIAL FINL INC 50,038 4,086 0.37%
250 V F CORP 73,018 4,093 0.37%
Page 5 of 7
New Holding filing (0001085146-18-000246) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BANCO MACRO SA 7,000 548 60.15%
2 BANCO BRADESCO S A 40,000 363 39.85%
Restatement filing (0001085146-18-000245) filed in 2018.01.29
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 509,230 60,456 5.58%
2 ISHARES TR 1,541,944 58,104 5.37%
3 ISHARES RUSSELL 2000 VALUE ETF 524,997 54,993 5.08%
4 SPDR GOLD TR 437,116 54,918 5.07%
5 VANGUARD INDEX FDS 457,132 50,892 4.70%
6 ISHARES TR 413,702 46,508 4.30%
7 SPDR SER TR 500,658 24,457 2.26%
8 APPLE INC 181,502 20,519 1.89%
9 SPDR SER TR 359,078 17,983 1.66%
10 ISHARES TR 136,537 16,479 1.52%
11 ISHARES TR 128,813 16,077 1.48%
12 MICROSOFT CORP 265,492 15,292 1.41%
13 SPDR S&P 500 ETF TR 69,607 15,056 1.39%
14 ISHARES TR 118,231 13,341 1.23%
15 JOHNSON & JOHNSON 95,794 11,316 1.05%
16 VANGUARD WORLD FD 88,968 10,709 0.99%
17 ISHARES TR 67,069 10,376 0.96%
18 FACEBOOK INC 78,996 10,133 0.94%
19 ALPHABET INC 12,346 9,927 0.92%
20 VANGUARD INTL EQUITY INDEX F 211,797 9,622 0.89%
21 ISHARES TR 51,810 9,031 0.83%
22 ACCENTURE PLC IRELAND 69,553 8,497 0.78%
23 JPMORGAN CHASE & CO 126,710 8,438 0.78%
24 VANGUARD INDEX FDS 96,559 8,376 0.77%
25 ISHARES TR 38,216 8,314 0.77%
26 VANGUARD SCOTTSDALE FDS 99,374 8,005 0.74%
27 VANGUARD INTL EQUITY INDEX F 205,510 7,733 0.71%
28 HOME DEPOT INC 59,684 7,680 0.71%
29 VANGUARD WORLD FDS 55,865 7,647 0.71%
30 VANGUARD WORLD FD 55,734 7,407 0.68%
31 VANGUARD TAX-MANAGED FDS 196,652 7,357 0.68%
32 CISCO SYS INC 231,621 7,347 0.68%
33 VANGUARD WORLD FDS 55,529 6,982 0.64%
34 INTEL CORP 181,053 6,835 0.63%
35 SELECT SECTOR SPDR TR 351,623 6,786 0.63%
36 VISA INC 79,353 6,563 0.61%
37 UNITED PARCEL SERVICE INC 57,831 6,324 0.58%
38 DISCOVER FINL SVCS 106,627 6,030 0.56%
39 VANGUARD WORLD FDS 53,417 5,924 0.55%
40 PNC FINL SVCS GROUP INC 65,498 5,901 0.54%
41 GENERAL MLS INC 90,522 5,783 0.53%
42 ALPHABET INC 7,341 5,706 0.53%
43 MEDTRONIC PLC 65,971 5,700 0.53%
44 KIMBERLY CLARK CORP 43,019 5,426 0.50%
45 EXXON MOBIL CORP 61,602 5,377 0.50%
46 NXP SEMICONDUCTORS N V 52,657 5,372 0.50%
47 COSTCO WHSL CORP NEW 34,826 5,311 0.49%
48 DISNEY WALT CO 57,113 5,304 0.49%
49 TJX COS INC NEW 69,401 5,190 0.48%
50 BLACKROCK INC 14,313 5,188 0.48%
Page 1 of 7