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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
51 ANADARKO PETE CORP 4,861 308 0.01%
52 ANALOG DEVICES INC 40,487 2,609 0.11%
53 ANNALY CAP MGMT INC 154,846 1,626 0.07%
54 ANSYS 4,498 417 0.02%
55 AON PLC 23,533 2,647 0.12%
56 APARTMENT INVT & MGMT CO 56,702 2,603 0.11%
57 APPLE INC 207,622 23,472 1.03%
58 APPLIED MATLS INC 14,916 450 0.02%
59 APTARGROUP INC 4,231 328 0.01%
60 ARAMARK 155,752 5,923 0.26%
61 ARCHER DANIELS MIDLAND CO 10,640 449 0.02%
62 ARES CAPITAL CORP 175,244 2,716 0.12%
63 ASPEN TECHNOLOGY COM USD0.10 8,031 376 0.02%
64 AT&T INC 880,318 35,750 1.57%
65 ATHENA HEALTH INC. 4,358 550 0.02%
66 ATMOS ENERGY CORP 3,547 264 0.01%
67 AUTODESK INC 430 31 0.00%
68 AUTOMATIC DATA PROCESSING IN 52,198 4,604 0.20%
69 AUTOZONE INC 794 610 0.03%
70 AVALONBAY COMM 15,534 2,763 0.12%
71 Aaron's Inc 6,421 163 0.01%
72 Abraxas Petroleum Corp 45,000 76 0.00%
73 Alcoa 16,715 169 0.01%
74 B & G FOODS INC NEW COM 13,980 688 0.03%
75 BAKER HUGHES INC 5,663 286 0.01%
76 BANK AMER CORP 787,919 12,331 0.54%
77 BANK MONTREAL QUE 10,673 700 0.03%
78 BANK NEW YORK MELLON CORP 83,348 3,324 0.15%
79 BANK OF THE OZARKS INC 123,825 4,755 0.21%
80 BANKRATE INC DEL COM 58,204 494 0.02%
81 BARCLAYS BANK PLC 21,125 544 0.02%
82 BARCLAYS BANK PLC 21,325 555 0.02%
83 BARRICK GOLD CORP 28,290 501 0.02%
84 BAXTER INTL INC 28,121 1,339 0.06%
85 BB&T CORP 59,224 2,234 0.10%
86 BCE INC 257,832 11,907 0.52%
87 BEACON ROOFING SUPPLY INC 5,561 234 0.01%
88 BECTON DICKINSON & CO 21,267 3,822 0.17%
89 BERKLEY W R CORP 6,628 383 0.02%
90 BERKSHIRE HATHAWAY INC DEL 8 1,730 0.08%
91 BERKSHIRE HATHAWAY INC DEL 33,753 4,876 0.21%
92 BIODELIVERY SCIENCES INTL IN 10,000 27 0.00%
93 BIOGEN INC 9,624 3,013 0.13%
94 BLACKROCK CR ALLOCATION INCO 55,990 747 0.03%
95 BLACKROCK INC 1,382 501 0.02%
96 BLACKSTONE GROUP L P 156,022 3,983 0.17%
97 BLACKSTONE MTG TR INC 23,619 696 0.03%
98 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,942 205 0.01%
99 BOEING CO 40,751 5,369 0.24%
100 BORGWARNER INC 33,866 1,191 0.05%
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