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Institutional Investment Manager
AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC (CIK: 0000820027) incorporated in Delaware, registered under Investment Advice, located at 1099 Ameriprise Financial Center, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000950123-14-011985) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 6,624 39 0.00%
202 ADVANSTAR COMMUNICATIONS INC 42,354 593 0.00%
203 ADVANTAGE OIL & GAS LTD 1,457,446 7,419 0.00%
204 ADVANTEST CORP SPONSORED ADR 212 3 0.00%
205 ADVENT CLAY CONV SEC INCORPORATED FD II 3,245 22 0.00%
206 ADVENT CLAYMORE CV SECS & INCORPORATED 401,238 6,943 0.00%
207 ADVENT CLAYMORE ENH GRW & IN 6,000 57 0.00%
208 ADVISORSHARES TRUST NEWFLT MULSINC ETF 361 18 0.00%
209 ADVISORY BRD CO COM 110 5 0.00%
210 ADVISORY BRD CO COM 56,500 2,632 0.00%
211 AECOM 54 2 0.00%
212 AECOM 242,653 8,189 0.00%
213 AEE 4.2 100 9 0.00%
214 AEGEAN MARINE PETROLEUM NETW 940 9 0.00%
215 AEGEAN MARINE PETROLEUM NETW 10 0 0.00%
216 AEGERION PHARMACEUTICALS INC 5,970,000 6,381 0.00% PRN
217 AEGERION PHARMACEUTICALS INC 1,875 63 0.00%
218 AEGION CORP 155 3 0.00%
219 AEGION CORP 683,625 15,211 0.01%
220 AEGON N V 3,313 95 0.00%
221 AEGON N V 20,489 168 0.00%
222 AEGON N V 19,196 158 0.00%
223 AEGON N V PERP CAP 1,400 36 0.00%
224 AEGON N V PFD 6.375 PERP/CALL 7,188 183 0.00%
225 AEON CO LTD ADR 7,636 76 0.00%
226 AEP INDUSTRIES ORD 1,550 59 0.00%
227 AERCAP HOLDINGS NV 1,954,458 79,937 0.05%
228 AERCAP HOLDINGS NV 6,975 285 0.00%
229 AERCAP HOLDINGS NV 4,889 200 0.00%
230 AERIE PHARMACEUTICALS INC COM 38,796 803 0.00%
231 AEROPOSTALE INC N/C 8/16/17 00215Q103 168 1 0.00%
232 AEROPOSTALE INC N/C 8/16/17 00215Q103 345,443 1,137 0.00%
233 AEROVIRONMENT INC 100 3 0.00%
234 AEROVIRONMENT INC 106,273 3,195 0.00%
235 AES CORP 1,890 27 0.00%
236 AES CORP 36,193 513 0.00%
237 AES CORP 22,117,693 313,626 0.19%
238 AES TIETE SA 132 1 0.00%
239 AES TIETE SA-ADR PREF 3,482 32 0.00%
240 AES TRUST III PFD CV 6.75 745 38 0.00%
241 AETERNA ZENTARIS INC 1,333 2 0.00%
242 AETNA INC NEW 10,464 844 0.00%
243 AETNA INC NEW 3,997 324 0.00%
244 AETNA INC NEW 1,180,331 95,606 0.06%
245 AFFILIATED MANAGERS GROUP 161 32 0.00%
246 AFFILIATED MANAGERS GROUP 55,638 11,142 0.01%
247 AFFILIATED MANAGERS GROUP 1,400 280 0.00%
248 AFFILIATED MANAGERS GROUP 335,206 67,163 0.04%
249 AFFILIATED MANAGERS GROUP SR N 18 0 0.00%
250 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 2,101 17 0.00%
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