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Institutional Investment Manager
OPPENHEIMER & CO INC
OPPENHEIMER & CO INC (CIK: 0000822581) incorporated in New York, located at 85 Broad St, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 1,279 holdings with a total value of $3,360,832,000.
#
Name
Shares
Value ($)
%
Options
Notes
1251 APPLIED DNA 10,756 35,000 0.00%
1252 Pieris Pharmaceuticals 15,000 34,000 0.00%
1253 SUNSHINE HEART INC 25,500 34,000 0.00%
1254 BIOSCRIP INC 18,000 32,000 0.00%
1255 TORCHLIGHT ENERGY RES INC 30,000 32,000 0.00%
1256 NEONODE INC 12,000 30,000 0.00%
1257 BOVIE MEDICAL CORP COM 13,900 29,000 0.00%
1258 LINN ENERGY LLC UNIT LTD LIAB 20,608 27,000 0.00%
1259 California Resources Corp 11,220 26,000 0.00%
1260 BREITBURN ENERGY PARTNERS LP COM 35,808 24,000 0.00%
1261 CITIGROUP INC 125,000 23,000 0.00%
1262 Bank Of America 18 WTS 87,500 23,000 0.00%
1263 DRYSHIPS INC 114,000 20,000 0.00%
1264 PACIFIC COAST OIL TR 13,320 18,000 0.00%
1265 Abraxas Petroleum Corp 15,000 16,000 0.00%
1266 TRANSATLANTIC PETROLEUM LTD 10,521 15,000 0.00%
1267 CYTORI THERAPEUTIC INC 82,500 15,000 0.00%
1268 CHINA TECHFAITH WIRELESS S ADR 20,000 15,000 0.00%
1269 LINN CO LLC 14,078 14,000 0.00%
1270 PENGROWTH ENERGY CORP 19,427 14,000 0.00%
1271 PENN WEST PETE LTD NEW 15,182 12,000 0.00%
1272 BELLATRIX EXPLORATION LTD 10,000 12,000 0.00%
1273 TOWN SPORTS INTL HLDGS INC 10,000 12,000 0.00%
1274 Key Energy Services, Inc. 20,000 10,000 0.00%
1275 Agrofresh Solutions Warrants Exp 07/31/20 10,000 10,000 0.00%
1276 NTN Buzztime, Inc. 53,338 9,000 0.00%
1277 EXETER RES CORP 22,850 7,000 0.00%
1278 * SANDRIDGE ENERGY INC COM 38,500 7,000 0.00%
1279 Platinum Group Metals Ltd 27,000 4,000 0.00%
Page 26 of 26

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-002733, filed 2016.02.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.