| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,287,146 | 1,699,000 | 42.30% | ||
| 2 | DEUTSCHE BANK AG\ | 381,601 | 503,000 | 12.52% | ||
| 3 | LUCAS CAPITAL MANAGEMENT | 354,552 | 468,000 | 11.65% | ||
| 4 | Anson Funds Management LP | 238,873 | 315,000 | 7.84% | ||
| 5 | Freestone Capital Holdings, LLC | 232,942 | 307,000 | 7.64% | ||
| 6 | Virtu KCG Holdings LLC | 101,654 | 134,000 | 3.34% | ||
| 7 | CLOUGH CAPITAL PARTNERS L P | 95,800 | 126,000 | 3.14% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 88,461 | 117,000 | 2.91% | ||
| 9 | MORGAN STANLEY | 61,477 | 81,000 | 2.02% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 48,403 | 64,000 | 1.59% | ||
| 11 | ROYAL BANK OF CANADA | 33,941 | 45,000 | 1.12% | ||
| 12 | WELLS FARGO & COMPANY/MN | 32,622 | 43,000 | 1.07% | ||
| 13 | Spot Trading L.L.C | 19,500 | 26,000 | 0.65% | Call | |
| 14 | Sterling Capital Management LLC | 16,800 | 22,000 | 0.55% | ||
| 15 | Oxbow Advisors, LLC | 13,780 | 18,000 | 0.45% | ||
| 16 | OPPENHEIMER & CO INC | 13,320 | 18,000 | 0.45% | ||
| 17 | CITADEL ADVISORS LLC | 12,289 | 16,000 | 0.40% | ||
| 18 | Creative Planning | 3,000 | 4,000 | 0.10% | ||
| 19 | Tower Research Capital LLC (TRC) | 2,774 | 4,000 | 0.10% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 850 | 2,000 | 0.05% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 1,250 | 2,000 | 0.05% | ||
| 22 | U S GLOBAL INVESTORS INC | 900 | 1,000 | 0.02% | ||
| 23 | FIFTH THIRD BANCORP | 570 | 1,000 | 0.02% | ||
| 24 | Winch Advisory Services, LLC | 440 | 1,000 | 0.02% | ||
| 25 | WFG Advisors, LP | 252 | 0 | 0.00% | ||
| 26 | CUTLER GROUP LLC / CA | 100 | 0 | 0.00% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
