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PENN WEST
PENN WEST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 160 Institutional holders with a total value of $74,499,222.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FrontFour Capital Group LLC 19,740,177 16,509,000 22.16% SH
2 Proxima Capital Management, LLC 6,490,109 5,428,000 7.29%
3 VANGUARD GROUP INC 6,249,960 5,225,000 7.01%
4 NORGES BANK 6,139,439 5,171,000 6.94%
5 PUBLIC SECTOR PENSION INVESTMENT BOARD 4,085,839 3,441,000 4.62%
6 Legal & General Group Plc 3,573,797 3,014,000 4.05%
7 Hillsdale Investment Management Inc. 3,362,900 2,831,000 3.80%
8 CREDIT AGRICOLE S A 2,988,952 2,500,000 3.36%
9 APG Asset Management N.V. 2,960,057 2,493,222 3.35%
10 Connor, Clark & Lunn Investment Management Ltd. 2,806,708 2,364,000 3.17%
11 ROYAL BANK OF CANADA 2,720,701 2,276,000 3.06%
12 TD ASSET MANAGEMENT INC 2,102,299 1,787,000 2.40%
13 Motley Fool Wealth Management, LLC 1,507,693 1,261,000 1.69%
14 GROUP ONE TRADING LLC 1,265,644 1,058,000 1.42%
15 GRACE & WHITE INC /NY 1,239,020 1,036,000 1.39%
16 BANK OF MONTREAL /CAN/ 1,136,046 950,000 1.28%
17 PineBridge Investments, L.P. 657,080 769,000 1.03%
18 KGH Ltd 845,497 709,000 0.95%
19 Lorber David A 786,001 657,000 0.88% SH
20 Invesco Ltd. 758,127 633,000 0.85%
21 MORGAN STANLEY 712,098 596,000 0.80%
22 CREDIT SUISSE AG/ 694,931 580,000 0.78%
23 WELLINGTON MANAGEMENT GROUP LLP 683,200 575,000 0.77%
24 CITIGROUP INC 668,693 563,000 0.76%
25 Swiss National Bank 613,900 518,000 0.70%
26 TORONTO DOMINION BANK 584,396 494,000 0.66%
27 CANADA LIFE ASSURANCE Co 526,643 444,000 0.60%
28 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 525,423 442,000 0.59%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 514,905 431,000 0.58%
30 ONTARIO TEACHERS PENSION PLAN BOARD 453,890 382,000 0.51%
31 GOLDMAN SACHS GROUP INC 452,916 379,000 0.51%
32 CANADA PENSION PLAN INVESTMENT BOARD 425,010 358,000 0.48%
33 Creative Planning 424,084 355,000 0.48%
34 COMMONWEALTH BANK OF AUSTRALIA 420,320 352,000 0.47%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 407,750 341,000 0.46%
36 First Eagle Investment Management, LLC 400,000 335,000 0.45%
37 CITIGROUP INC 392,100 330,000 0.44% Put
38 MILLENNIUM MANAGEMENT LLC 351,487 294,000 0.39%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 343,700 287,000 0.39% Put
40 BANK OF NOVA SCOTIA 334,120 282,000 0.38%
41 Grantham, Mayo, Van Otterloo & Co. LLC 326,500 275,000 0.37%
42 UBS Group AG 319,899 267,000 0.36%
43 DIMENSIONAL FUND ADVISORS LP 303,533 254,000 0.34%
44 LPL Financial LLC 300,114 253,000 0.34%
45 CIBC Asset Management Inc 247,452 209,000 0.28%
46 ELKHORN PARTNERS LIMITED PARTNERSHIP 237,000 198,000 0.27%
47 CIBC WORLD MARKET INC. 229,729 192,000 0.26%
48 Advisors Asset Management, Inc. 226,562 189,000 0.25%
49 GUARDIAN CAPITAL ADVISORS LP 210,214 169,000 0.23%
50 SCOTIA CAPITAL INC. 381,041 165,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.