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Institutional Investment Manager
CREDIT SUISSE AG/
CREDIT SUISSE AG/ (CIK: 0000824468), located at Paradeplatz 8, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,418 holdings with a total value of $122,670,164,000.
#
Name
Shares
Value ($)
%
Options
Notes
4401 SIGA TECHNOLOGIES ORD 12,092 17,000 0.00%
4402 Navidea Biopharm Inc 13,655 17,000 0.00%
4403 GLOWPOINT INC 12,343 16,000 0.00%
4404 URANIUM ENERGY CORP 12,235 15,000 0.00%
4405 CYTORI THERAPEUTIC INC 21,392 14,000 0.00%
4406 Vical Inc 10,572 12,000 0.00%
4407 REGADO BIOSCIENCES INC 11,092 12,000 0.00%
4408 FREESEAS INC 50,515 11,000 0.00%
4409 PARAMOUNT GOLD & SILVER COR 11,308 10,000 0.00%
4410 PALATIN TECHNOLOGIES INC COM 10,237 10,000 0.00%
4411 CAMAC ENERGY INC 14,444 9,000 0.00%
4412 NORTHERN DYNASTY MINERALS LTD COM 14,000 8,000 0.00%
4413 Gevo Inc 21,304 7,000 0.00%
4414 Standard Register Co 1,106 6,000 0.00%
4415 ZBB ENERGY CORPORATION 10,500 6,000 0.00%
4416 ROCK CREEK PHARMACEUTICALS INCORPORATED 17,764 5,000 0.00%
4417 Corinthian Colleges, Inc. 26,205 3,000 0.00%
4418 COMMUNITY HEALTH SYS INC NEW 47,640 1,000 0.00%
Page 89 of 89

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-042311, filed 2014.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.