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Institutional Investment Manager
CREDIT SUISSE AG/
CREDIT SUISSE AG/ (CIK: 0000824468), located at Paradeplatz 8, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,234 holdings with a total value of $83,442,731,000.
#
Name
Shares
Value ($)
%
Options
Notes
4201 ENERGY FUELS INC 11,811 34,000 0.00%
4202 PACIFIC DRILLING SA LUXEMBOURG REG SHS 26,678 33,000 0.00%
4203 National Bank of Greece - ADR 70,766 33,000 0.00%
4204 ArQule Inc 17,779 33,000 0.00%
4205 ACCURIDE CORP NEW 11,814 33,000 0.00%
4206 AEROPOSTALE INC N/C 8/16/17 00215Q103 50,752 31,000 0.00%
4207 * CHINA MING YANG WIND PWR GRO SPONSORED ADR 14,824 29,000 0.00%
4208 URANIUM ENERGY CORP 29,398 29,000 0.00%
4209 TRANSENTERIX INC 12,561 28,000 0.00%
4210 ENERGY RECOVERY INC 12,859 28,000 0.00%
4211 RXI PHARMACEUTICALS CORP NEW 76,761 28,000 0.00%
4212 Star Bulk Carriers Corp. 13,162 28,000 0.00%
4213 DIGITAL TURBINE INC 14,168 26,000 0.00%
4214 ENZON PHARMACEUTICALS INC 25,892 25,000 0.00%
4215 AMYRIS INC COM 12,615 25,000 0.00%
4216 CLEAN DIESEL TECHNOLOGIES IN 15,844 24,000 0.00%
4217 CASTLE BRANDS INC COM 18,362 24,000 0.00%
4218 IMATION CORP 11,046 24,000 0.00%
4219 Capstone Turbine 70,085 24,000 0.00%
4220 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 17,617 23,000 0.00%
4221 EMPRESAS ICA S A DE CV 13,809 23,000 0.00%
4222 CELSION CORPORATION COM PAR 13,409 22,000 0.00%
4223 ALIMERA SCIENCES INC 10,290 22,000 0.00%
4224 VERASTEM INC 11,887 21,000 0.00%
4225 HAMPTON ROADS BANKSHARES INC 11,127 21,000 0.00%
4226 GAFISA ADR RPSG 2 ORD 19,801 19,000 0.00%
4227 BEBE STORES INC 16,775 16,000 0.00%
4228 NORTH ATLANTIC DRILLING LTD 20,777 16,000 0.00%
4229 ProFire Energy 14,644 14,000 0.00%
4230 RMG NETWORKS HLDG CORP 11,000 9,000 0.00%
4231 SWIFT ENERGY CO 15,492 6,000 0.00%
4232 NORTHERN DYNASTY MINERALS LTD COM 14,000 4,000 0.00%
4233 SANOFI 17,768 3,000 0.00%
4234 WAVE SYSTEMS CORP 15,960 2,000 0.00%
Page 85 of 85

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-041209, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.