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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1101 CPFL ENERGIA S A 12,393 92 0.00%
1102 RARE ELEMENT RES LTD 555,475 84 0.00%
1103 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
1104 AMARIN CORP PLC 39,231 74 0.00%
1105 PLUG POWER INC 35,084 74 0.00%
1106 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
1107 EXELIXIS INC 12,724 72 0.00%
1108 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
1109 CHEMOURS CO 13,269 71 0.00%
1110 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
1111 ParkerVision Inc. (PRKR) 300,461 70 0.00%
1112 Nomura Holdings Inc 12,487 69 0.00%
1113 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
1114 VIAVI SOLUTIONS INC 10,552 64 0.00%
1115 DENBURY RESOURCES INC 31,465 64 0.00%
1116 TALEN ENERGY CORP COM 10,130 63 0.00%
1117 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
1118 SILVER STD RES INC 11,674 60 0.00%
1119 PRETIUM RES INC 12,000 60 0.00%
1120 Arena Pharmaceuticals, Inc 30,134 57 0.00%
1121 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
1122 FORTUNA SILVER MINES INC 20,395 46 0.00%
1123 AKERS BIOSCIENCES INC 34,157 41 0.00%
1124 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
1125 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
1126 B2GOLD CORP 33,838 35 0.00%
1127 CTC Media, Inc. 18,736 35 0.00%
1128 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
1129 RENNOVA HEALTH INC 20,490 28 0.00%
1130 VIVUS INC 27,490 28 0.00%
1131 GLOBALSTAR INC 17,076 25 0.00%
1132 SEQUENOM INC 15,046 25 0.00%
1133 LINN CO LLC 20,064 20 0.00%
1134 DRYSHIPS INC 94,998 17 0.00%
1135 MCEWEN MINING INC COM 15,319 16 0.00%
1136 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
1137 ARCH COAL INC 12,021 12 0.00%
1138 GOODRICH PETE CORP 39,791 11 0.00%
1139 PENN WEST PETE LTD NEW 13,324 11 0.00%
1140 PENGROWTH ENERGY CORP 10,060 7 0.00%
1141 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
1142 SFX ENTMT INC 35,034 7 0.00%
1143 GREAT PANTHER SILVER LTD 10,000 5 0.00%
1144 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
1145 Rubicon Minerals Corp 14,508 1 0.00%
Page 23 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1101 RARE ELEMENT RES LTD 555,475 84 0.00%
1102 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
1103 PLUG POWER INC 35,084 74 0.00%
1104 AMARIN CORP PLC 39,231 74 0.00%
1105 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
1106 EXELIXIS INC 12,724 72 0.00%
1107 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
1108 CHEMOURS CO 13,269 71 0.00%
1109 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
1110 ParkerVision Inc. (PRKR) 300,461 70 0.00%
1111 Nomura Holdings Inc 12,487 69 0.00%
1112 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
1113 DENBURY RESOURCES INC 31,465 64 0.00%
1114 VIAVI SOLUTIONS INC 10,552 64 0.00%
1115 TALEN ENERGY CORP COM 10,130 63 0.00%
1116 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
1117 SILVER STD RES INC 11,674 60 0.00%
1118 PRETIUM RES INC 12,000 60 0.00%
1119 Arena Pharmaceuticals, Inc 30,134 57 0.00%
1120 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
1121 FORTUNA SILVER MINES INC 20,395 46 0.00%
1122 AKERS BIOSCIENCES INC 34,157 41 0.00%
1123 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
1124 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
1125 B2GOLD CORP 33,838 35 0.00%
1126 CTC Media, Inc. 18,736 35 0.00%
1127 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
1128 VIVUS INC 27,490 28 0.00%
1129 RENNOVA HEALTH INC 20,490 28 0.00%
1130 GLOBALSTAR INC 17,076 25 0.00%
1131 SEQUENOM INC 15,046 25 0.00%
1132 LINN CO LLC 20,064 20 0.00%
1133 DRYSHIPS INC 94,998 17 0.00%
1134 MCEWEN MINING INC COM 15,319 16 0.00%
1135 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
1136 ARCH COAL INC 12,021 12 0.00%
1137 PENN WEST PETE LTD NEW 13,324 11 0.00%
1138 GOODRICH PETE CORP 39,791 11 0.00%
1139 PENGROWTH ENERGY CORP 10,060 7 0.00%
1140 SFX ENTMT INC 35,034 7 0.00%
1141 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
1142 GREAT PANTHER SILVER LTD 10,000 5 0.00%
1143 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
1144 Rubicon Minerals Corp 14,508 1 0.00%
Page 23 of 23