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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1101 CPFL ENERGIA S A 12,393 92 0.00%
1102 RARE ELEMENT RES LTD 555,475 84 0.00%
1103 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
1104 AMARIN CORP PLC 39,231 74 0.00%
1105 PLUG POWER INC 35,084 74 0.00%
1106 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
1107 EXELIXIS INC 12,724 72 0.00%
1108 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
1109 CHEMOURS CO 13,269 71 0.00%
1110 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
1111 ParkerVision Inc. (PRKR) 300,461 70 0.00%
1112 Nomura Holdings Inc 12,487 69 0.00%
1113 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
1114 VIAVI SOLUTIONS INC 10,552 64 0.00%
1115 DENBURY RESOURCES INC 31,465 64 0.00%
1116 TALEN ENERGY CORP COM 10,130 63 0.00%
1117 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
1118 SILVER STD RES INC 11,674 60 0.00%
1119 PRETIUM RES INC 12,000 60 0.00%
1120 Arena Pharmaceuticals, Inc 30,134 57 0.00%
1121 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
1122 FORTUNA SILVER MINES INC 20,395 46 0.00%
1123 AKERS BIOSCIENCES INC 34,157 41 0.00%
1124 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
1125 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
1126 B2GOLD CORP 33,838 35 0.00%
1127 CTC Media, Inc. 18,736 35 0.00%
1128 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
1129 RENNOVA HEALTH INC 20,490 28 0.00%
1130 VIVUS INC 27,490 28 0.00%
1131 GLOBALSTAR INC 17,076 25 0.00%
1132 SEQUENOM INC 15,046 25 0.00%
1133 LINN CO LLC 20,064 20 0.00%
1134 DRYSHIPS INC 94,998 17 0.00%
1135 MCEWEN MINING INC COM 15,319 16 0.00%
1136 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
1137 ARCH COAL INC 12,021 12 0.00%
1138 GOODRICH PETE CORP 39,791 11 0.00%
1139 PENN WEST PETE LTD NEW 13,324 11 0.00%
1140 PENGROWTH ENERGY CORP 10,060 7 0.00%
1141 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
1142 SFX ENTMT INC 35,034 7 0.00%
1143 GREAT PANTHER SILVER LTD 10,000 5 0.00%
1144 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
1145 Rubicon Minerals Corp 14,508 1 0.00%
Page 23 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 BERKSHIRE HATHAWAY INC DEL 37 7,319 0.06%
2 MARKEL CORP 921 814 0.01%
3 ALLEGHANY CORP 983 470 0.00%
4 VAIL RESORTS INC 1,581 202 0.00%
5 FACTSET RESH SYS INC 1,625 264 0.00%
6 Market Vectors Biotech 1,640 208 0.00%
7 CABLE ONE INC 1,686 731 0.01%
8 METTLER-TOLEDO 1,790 607 0.00%
9 SPDR DOW JONES INDL AVRG ETF 1,855 323 0.00%
10 MARKETAXESS HLDGS INC 1,883 210 0.00%
11 NETEASE INC 1,922 348 0.00%
12 AUTOZONE INC 2,000 1,484 0.01% Put
13 DUN & BRADSTREET CORP DEL NE 2,210 230 0.00%
14 FAIR ISAAC CORP 2,588 244 0.00%
15 EVEREST RE GROUP LTD 2,733 500 0.00%
16 RENAISSANCERE HOLDINGS LTD 2,761 313 0.00%
17 JONES LANG LASALLE 2,874 459 0.00%
18 PARTNERRE LTD 2,883 403 0.00%
19 FOMENTO ECONOMICO MEXICANO S 2,888 267 0.00%
20 MERCADOLIBRE INC 2,891 331 0.00%
21 ACUITY BRANDS INC 2,987 698 0.01%
22 NETSUITE INC 2,995 253 0.00%
23 CORE LABORATORIES N V 3,012 328 0.00%
24 POWERSHARES QQQ TRUST 3,104 347 0.00%
25 COOPER COS INC 3,326 446 0.00%
26 YY INC 3,344 209 0.00%
27 MARTIN MARIETTA MATLS INC 3,371 460 0.00%
28 FEDERAL REALTY INVS 3,464 506 0.00%
29 PROTO LABS INC COM 3,486 222 0.00%
30 AUTOZONE INC 3,500 2,597 0.02% Call
31 GW PHARMACEUTICALS PLC 3,501 243 0.00%
32 WABCO HLDGS INC 3,507 359 0.00%
33 AFFILIATED MANAGERS GROUP 3,528 564 0.00%
34 TRANSDIGM GROUP INC 3,607 824 0.01%
35 GRAINGER W W INC 3,649 739 0.01%
36 BLACKBAUD INC 3,662 241 0.00%
37 MSCI INC 3,764 271 0.00%
38 SIGNATURE BANK 3,801 583 0.00%
39 ISHARES TR 3,922 331 0.00%
40 ALLIANCE DATA SYSTEMS CORP 3,925 1,086 0.01%
41 CAVIUM INC 3,955 260 0.00%
42 ESSEX PPTY TR INC 4,022 963 0.01%
43 EQUINIX INC 4,145 1,253 0.01%
44 CAMDEN PROPERTY TRUS 4,234 325 0.00%
45 EDGEWELL PERS CARE CO 4,252 333 0.00%
46 MOHAWK INDS 4,271 809 0.01%
47 Ashland Inc New 4,301 442 0.00%
48 MANHATTAN ASSOCIATES INC 4,343 287 0.00%
49 ADVANCE AUTO PARTS INC 4,389 661 0.01%
50 TOWERS WATSON & CO 4,458 573 0.00%
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