Dark
Light
System
Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Rubicon Minerals Corp 14,508 1 0.00%
2 GOLDEN STAR RES LTD CDA 20,000 3 0.00%
3 GREAT PANTHER SILVER LTD 10,000 5 0.00%
4 SFX ENTMT INC 35,034 7 0.00%
5 PENGROWTH ENERGY CORP 10,060 7 0.00%
6 * SANDRIDGE ENERGY INC COM 33,664 7 0.00%
7 PENN WEST PETE LTD NEW 13,324 11 0.00%
8 GOODRICH PETE CORP 39,791 11 0.00%
9 ARCH COAL INC 12,021 12 0.00%
10 SEVENTY SEVEN ENERGY INC - escrow shares 12,229 13 0.00%
11 MCEWEN MNG INC 15,319 16 0.00%
12 DRYSHIPS INC 94,998 17 0.00%
13 LINN CO LLC 20,064 20 0.00%
14 SEQUENOM INC 15,046 25 0.00%
15 GLOBALSTAR INC 17,076 25 0.00%
16 RENNOVA HEALTH INC 20,490 28 0.00%
17 VIVUS INC 27,490 28 0.00%
18 COMPANHIA ENERGETICA DE MINA 18,675 28 0.00%
19 CTC Media, Inc. 18,736 35 0.00%
20 B2GOLD CORP 33,838 35 0.00%
21 GOLDEN OCEAN GRP LTD 35,665 38 0.00%
22 STRATA SKIN SCIENCES INC COM 35,250 39 0.00%
23 AKERS BIOSCIENCES INC 34,157 41 0.00%
24 FORTUNA SILVER MINES INC 20,395 46 0.00%
25 HARMONY GOLD MINING CO LTD 60,167 56 0.00%
26 ARENA PHARMACEUTICALS INC 30,134 57 0.00%
27 PRETIUM RES INC 12,000 60 0.00%
28 SILVER STD RES INC 11,674 60 0.00%
29 RENREN INCORPORATED SPONSORED ADR 16,791 62 0.00%
30 TALEN ENERGY CORP 10,130 63 0.00%
31 VIAVI SOLUTIONS INC 10,552 64 0.00%
32 DENBURY RES INC COM NEW 31,465 64 0.00%
33 AEROPOSTALE INC N/C 8/16/17 00215Q103 236,387 66 0.00%
34 Nomura Holdings Inc 12,487 69 0.00%
35 ParkerVision Inc. (PRKR) 300,461 70 0.00%
36 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
37 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
38 CHEMOURS CO 13,269 71 0.00%
39 EXELIXIS INC 12,724 72 0.00%
40 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
41 AMARIN CORP PLC 39,231 74 0.00%
42 PLUG POWER INC 35,084 74 0.00%
43 PETROLEO BRASILEIRO SA PETRO 18,300 79 0.00% Put
44 RARE ELEMENT RES LTD 555,475 84 0.00%
45 CPFL ENERGIA S A 12,393 92 0.00%
46 ATMEL CORP 11,054 95 0.00%
47 MESOBLAST LTD 15,077 96 0.00%
48 YINGLI GREEN ENERGY HLDG CO 21,126 96 0.00%
49 MBIA INC 14,987 97 0.00%
50 NQ MOBILE INC 27,362 100 0.00%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
501 APPLIED MATERIALS INC (AMAT) 100,000 1,867 0.01% Call
502 LAS VEGAS SANDS CORP 42,560 1,866 0.01%
503 BHP GROUP LTD 72,367 1,864 0.01%
504 APACHE CORP 41,887 1,863 0.01%
505 STANLEY BLACK &DECKER INC 17,439 1,861 0.01%
506 INTERCONTINENTAL EXCHANGE IN 7,252 1,858 0.01%
507 ECOLAB INC 16,096 1,841 0.01%
508 BB&T CORP 48,337 1,828 0.01%
509 STATE STR CORP 27,525 1,827 0.01%
510 McGraw Hill Group Inc 18,461 1,820 0.01%
511 BALL CORP 24,973 1,816 0.01%
512 ALLSTATE CORP 29,078 1,805 0.01%
513 KEURIG GREEN MTN INC 20,000 1,800 0.01% Call
514 BAKER HUGHES INC 38,687 1,785 0.01%
515 MARATHON PETE CORP 34,103 1,768 0.01%
516 PPG INDS INC 17,652 1,744 0.01%
517 CROWN CASTLE INTL CORP NEW 20,155 1,742 0.01%
518 ASTRAZENECA PLC 50,856 1,727 0.01%
519 CARDINAL HEALTH INC 19,083 1,704 0.01%
520 DISCOVER FINL SVCS 31,768 1,703 0.01%
521 MARSH & MCLENNAN COS INC 30,670 1,701 0.01%
522 GENERAL MTRS CO 50,000 1,700 0.01% Call
523 XYLEM INC 46,394 1,693 0.01%
524 AFLAC INC 28,179 1,688 0.01%
525 SERVICENOW INC 19,469 1,685 0.01%
526 XL GROUP PLC 42,956 1,683 0.01%
527 ALCOA INC 170,000 1,678 0.01% Put
528 HCA HEALTHCARE INC 24,571 1,662 0.01%
529 RAMBUS INC DEL 143,161 1,659 0.01%
530 SEMPRA ENERGY 17,592 1,654 0.01%
531 VALE S A 501,400 1,650 0.01% Call
532 AIR PRODS & CHEMS INC 12,547 1,632 0.01%
533 VERIFONE SYS INC 58,104 1,628 0.01%
534 TURQUOISE HILL RES LTD 639,958 1,625 0.01%
535 BOSTON SCIENTIFIC CORP 87,815 1,619 0.01%
536 NORFOLK SOUTHERN CORP 19,090 1,615 0.01%
537 ANHEUSER BUSCH INBEV SA/NV 12,915 1,614 0.01%
538 RED HAT INC 19,454 1,611 0.01%
539 Liberty Interactive Corp A 35,699 1,610 0.01%
540 FRESENIUS MED CARE AG&CO KGA 38,351 1,605 0.01%
541 GOLDCORP INC NEW 138,300 1,599 0.01% Call
542 CONSOL ENERGY INC 201,998 1,596 0.01%
543 MOLSON COORS BREWING CO 16,881 1,585 0.01%
544 HUMANA INC 8,869 1,583 0.01%
545 CHICAGO BRIDGE & IRON CO N V 40,542 1,581 0.01%
546 TATA MTRS LTD 53,471 1,576 0.01%
547 3-D SYS CORP DEL 180,402 1,568 0.01%
548 AON PLC 16,883 1,557 0.01%
549 FERRARI N V COM 35,701 1,552 0.01%
550 EATON CORP PLC 29,508 1,536 0.01%
Page 11 of 23