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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000861177-14-000014) filed in 2014.10.28
#
Name
Shares
Value ($)
%
Options
Notes
501 ROCK-TENN COMPANY 961,232 45,735 0.05%
502 CME GROUP INC 571,153 45,667 0.05%
503 BROADCOM CORP CL A 1,127,235 45,563 0.05%
504 UNITED PARCEL SERVICE INC 461,384 45,349 0.04%
505 AVAGO TECHNOLOGIES LTD SHS 520,037 45,243 0.04%
506 BECTON DICKINSON & CO 397,052 45,188 0.04%
507 Allergan plc 253,325 45,140 0.04%
508 SEAGATE TECHNOLOGY PLC 787,671 45,110 0.04%
509 BROOKFIELD ASSET MGMT INC 996,777 44,846 0.04%
510 TJX COS INC NEW 754,643 44,652 0.04%
511 HESS CORP 472,635 44,579 0.04%
512 ACORDA THERAPEUTICS INC 1,314,393 44,532 0.04%
513 GENERAL DYNAMICS CORP 350,095 44,494 0.04%
514 SOUTHERN CO 1,017,585 44,418 0.04%
515 HOSPIRA INC. 847,530 44,097 0.04%
516 CHECK POINT SOFTWARE TECH LT 636,530 44,073 0.04%
517 ROYAL CARIBBEAN GROUP 654,517 44,042 0.04%
518 ANADARKO PETR 434,036 44,029 0.04%
519 APPLIED MATLS INC 2,036,239 44,003 0.04%
520 NETAPP INC 1,019,208 43,785 0.04%
521 PAYCHEX INC 988,675 43,699 0.04%
522 PHARMACYCLICS INC 370,729 43,535 0.04%
523 Chubb Corporation 477,024 43,447 0.04%
524 TIME WARNER CABLE INC 300,529 43,123 0.04%
525 Anthem, Inc. 358,355 42,866 0.04%
526 VERISK ANALYTICS INC 700,365 42,645 0.04%
527 MICHAEL KORS HLDGS LTD 597,131 42,629 0.04%
528 ALNYLAM PHARMACEUTICALS INC 541,960 42,327 0.04%
529 McGraw Hill Group Inc 497,832 42,042 0.04%
530 ALKERMES PLC 978,089 41,931 0.04%
531 LOCKHEED MARTIN CORP 229,179 41,889 0.04%
532 ESSEX PPTY TR INC 233,413 41,723 0.04%
533 LINCOLN NATL CORP IND 777,396 41,653 0.04%
534 INCYTE CORP 848,509 41,619 0.04%
535 SIMON PPTY GROUP INC NEW 252,737 41,555 0.04%
536 HUMANA INC 317,924 41,422 0.04%
537 AMERICAN TOWER CORP NEW 441,531 41,341 0.04%
538 FISERV INC 638,712 41,283 0.04%
539 CHECK POINT SOFTWARE TECH LT 596,020 41,268 0.04%
540 CAPITAL ONE FINL CORP 501,936 40,968 0.04%
541 SUN LIFE FINL INC 1,127,193 40,950 0.04%
542 PROCTER AND GAMBLE CO 488,638 40,919 0.04%
543 ANALOG DEVICES INC 826,503 40,904 0.04%
544 NXP SEMICONDUCTORS N V 597,750 40,904 0.04%
545 V F CORP 618,811 40,860 0.04%
546 BAKER HUGHES INC 627,102 40,799 0.04%
547 PUBLIC SVC ENTERPRISE GRP IN 1,095,010 40,778 0.04%
548 AMETEK INC NEW 810,529 40,697 0.04%
549 TRAVELERS COMPANIES INC 432,564 40,635 0.04%
550 BORGWARNER INC 769,522 40,485 0.04%
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