Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000861177-14-000014) filed in 2014.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 5,151 228 0.00%
2 COCA COLA ENTERPRISES INC NE COM 6,400 284 0.00%
3 COCA COLA ENTERPRISES INC NE COM 426,221 18,907 0.02%
4 COCA COLA ENTERPRISES INC NE COM 43,007 1,908 0.00%
5 COCA COLA ENTERPRISES INC NE COM 469,326 20,819 0.02%
6 COCA COLA ENTERPRISES INC NE COM 153,198 6,796 0.01%
7 FUELCELL ENERGY INC COM 57,400 120 0.00%
8 ISHARES TR MSCI UTD KNGDM 293,873 5,695 0.01%
9 JDS UNIPHASE CORP COM PAR $0.001 27,034 346 0.00%
10 JDS UNIPHASE CORP COM PAR $0.001 80,792 1,034 0.00%
11 ARCH COAL INC 76,300 162 0.00%
12 ARCH COAL INC 80,192 170 0.00%
13 DYAX CORP COM CVR 370,200 3,746 0.00%
14 DYAX CORP COM CVR 58,196 589 0.00%
15 EDUCATION RLTY TR INC 161,287 1,658 0.00%
16 FANG HOLDINGS LTD 1,243,500 12,373 0.01%
17 FANG HOLDINGS LTD 64,700 644 0.00%
18 FANG HOLDINGS LTD 17,800 177 0.00%
19 FRONTLINE LTD ORD 47,104 59 0.00%
20 HERSHA HOSPITALITY TR 212,782 1,355 0.00%
21 HERSHA HOSPITALITY TR 19,400 124 0.00%
22 HERSHA HOSPITALITY TR 84,200 536 0.00%
23 HRG GROUP INC 36,000 472 0.00%
24 MARKET VECTORS INDIA SC ETF 195,400 8,625 0.01%
25 MTGE INVT CORP 18,798 354 0.00%
26 MTGE INVT CORP 18,000 339 0.00%
27 OI S.A. SPN ADR 64,209 45 0.00%
28 OI S.A. SPN ADR 33,930 24 0.00%
29 PEABODY ENERGY CORP 39,007 483 0.00%
30 PEABODY ENERGY CORP 513,020 6,351 0.01%
31 PEABODY ENERGY CORP 177,724 2,200 0.00%
32 PEABODY ENERGY CORP 6,400 79 0.00%
33 PEABODY ENERGY CORP 47,016 582 0.00%
34 ParkerVision Inc. (PRKR) 36,300 41 0.00%
35 * LEXICON PHARMACEUTICALS INC COM 26,120 37 0.00%
36 * LEXICON PHARMACEUTICALS INC COM 54,500 77 0.00%
37 * LEXICON PHARMACEUTICALS INC COM 483,020 681 0.00%
38 * LEXICON PHARMACEUTICALS INC COM 1,993,625 2,811 0.00%
39 * LEXICON PHARMACEUTICALS INC COM 10,333,027 14,570 0.01%
40 * LEXICON PHARMACEUTICALS INC COM 6,126,533 8,638 0.01%
41 * LEXICON PHARMACEUTICALS INC COM 4,462,353 6,292 0.01%
42 * SANDRIDGE ENERGY INC COM 93,567 401 0.00%
43 * SANDRIDGE ENERGY INC COM 128,088 549 0.00%
44 3-D SYS CORP DEL 24,850 1,152 0.00%
45 3-D SYS CORP DEL 14,800 686 0.00%
46 3-D SYS CORP DEL 38,216 1,772 0.00%
47 3M CO 1,286,824 182,317 0.18%
48 3M CO 346,107 49,036 0.05%
49 3M CO 114,055 16,159 0.02%
50 3M CO 8,800 1,247 0.00%
Page 1 of 139