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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 2,695 holdings with a total value of $104,450,782,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ENPHASE ENERGY INC 17,939 137,000 0.00%
52 OPOWER INC 12,100 139,000 0.00%
53 HOVNANIAN ENTERPRISES INC 53,368 142,000 0.00%
54 IMMUNOMEDICS INCORPORATED 35,692 145,000 0.00%
55 REX ENERGY CORPORATION 26,098 146,000 0.00%
56 SEABRIDGE GOLD INC 23,698 146,000 0.00%
57 IMMERSION CORP 11,500 146,000 0.00%
58 Arrowhead Pharma Inc 21,200 152,000 0.00%
59 FURMANITE CORPORATION 18,798 153,000 0.00%
60 PLUG POWER INC 62,600 153,000 0.00%
61 ACTUA CORP 10,799 154,000 0.00%
62 BAZAARVOICE INC 26,398 155,000 0.00%
63 MONEYGRAM INTL INC COM NEW 16,899 155,000 0.00%
64 KIMBALL ELECTRONICS INC COM 10,848 158,000 0.00%
65 AIR TRANSPORT SERVICES GRP I 15,100 158,000 0.00%
66 FUTUREFUEL CORPORATION 12,400 160,000 0.00%
67 CAREER EDUCATION CRP 49,100 162,000 0.00%
68 BIOSCRIP INC 44,998 163,000 0.00%
69 LIONBRIDGE TECHNOLOGIES ORD 26,400 163,000 0.00%
70 MODINE MFG CO COM 15,498 166,000 0.00%
71 CoBiz Financial Inc 12,797 167,000 0.00%
72 ELIZABETH ARDEN INC 11,799 168,000 0.00%
73 Abraxas Petroleum Corp 56,795 168,000 0.00%
74 MEADOWBROOK INSURA 19,598 169,000 0.00%
75 TUESDAY MORNING CORP 14,998 169,000 0.00%
76 SONUS NETWORKS INC 24,558 170,000 0.00%
77 Tesco Corp 15,699 171,000 0.00%
78 RUDOLPH TECHNOLOGIES INC 14,498 174,000 0.00%
79 KRONOS WORLDWIDE INC 15,999 175,000 0.00%
80 KIMBALL INTL INC 14,398 175,000 0.00%
81 ENDOCYTE INC 33,899 176,000 0.00%
82 CHANNELADVISOR CORP COM 14,700 176,000 0.00%
83 UNITED FINL BANCORP INC NEW COM 13,114 176,000 0.00%
84 Gastar Exploration, Ltd. 57,300 177,000 0.00%
85 CASTLIGHT HEALTH INC COM CL B 21,800 177,000 0.00%
86 CUMULUS MEDIA INC 87,900 178,000 0.00%
87 HARTE-HANKS INC 30,198 180,000 0.00%
88 CIBER INC 52,096 180,000 0.00%
89 TITAN MACHY INC COM 12,299 181,000 0.00%
90 Basic Energy Services 24,099 182,000 0.00%
91 DAKTRONICS INC 15,498 184,000 0.00%
92 CTI BIOPHARMA 94,200 184,000 0.00%
93 PARKER DRILLING COMPANY 55,595 185,000 0.00%
94 QUANTUM CORP COM DSSG 111,100 187,000 0.00%
95 ACACIA RESH CORP ACACIA TCH COM 21,298 187,000 0.00%
96 Magnum Hunter Resources Corp 100,104 187,000 0.00%
97 COMPANHIA DE SANEAMENTO BASI 36,258 188,000 0.00%
98 VERSARTIS INC 12,500 190,000 0.00%
99 PDF SOLUTIONS INC COM 11,900 190,000 0.00%
100 MCEWEN MINING INC COM 197,811 190,000 0.00%
Page 2 of 54

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-15-000010, filed 2015.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.