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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
651 INFOSYS LTD 1,552,300 27,709 0.03%
652 PACCAR INC 533,636 27,680 0.03%
653 US BANCORP DEL 686,044 27,668 0.03%
654 SOUTHERN CO 515,461 27,644 0.03%
655 Prospect Capital Corp 27,570,000 27,643 0.03% PRN
656 GOLDCORP INC NEW 1,449,412 27,589 0.03%
657 MACERICH CO 321,448 27,448 0.03%
658 FIDELITY NATL INFORMATION SV 371,231 27,352 0.03%
659 NIELSEN HLDGS PLC 525,505 27,310 0.03%
660 DAVITA INC 351,788 27,200 0.03%
661 NEUROCRINE BIOSCIENCES INC 598,206 27,188 0.03%
662 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 15,240,000 27,179 0.03% PRN
663 MYLAN N V 628,112 27,160 0.03%
664 PENTAIR PLC 465,865 27,155 0.03%
665 ECOLAB INC 228,625 27,115 0.03%
666 ALIBABA GROUP HLDG LTD 340,800 27,104 0.03%
667 WELLTOWER INC 355,419 27,072 0.03%
668 EATON CORP PLC 453,042 27,060 0.03%
669 GILEAD SCIENCES INC 323,738 27,006 0.03%
670 SYMANTEC CORP 1,310,068 26,909 0.03%
671 TYCO INTL PLC SHS 631,648 26,908 0.03%
672 FEDERAL REALTY INVS 162,154 26,845 0.03%
673 ALTRIA GROUP INC 388,835 26,814 0.03%
674 CERNER CORP 457,291 26,797 0.03%
675 FORD MTR CO DEL 2,130,453 26,780 0.03%
676 COCA COLA CO 589,266 26,711 0.03%
677 NXP SEMICONDUCTORS N V 340,694 26,690 0.03%
678 VALERO ENERGY CORP NEW 522,006 26,622 0.03%
679 LIBERTY GLOBAL PLC 929,185 26,621 0.03%
680 UNITED CONTL HLDGS INC 648,322 26,607 0.03%
681 PHILLIPS 66 335,306 26,603 0.03%
682 WHITEWAVE FOODS CO 566,377 26,586 0.03%
683 HAIN CELESTIAL GROUP INC 532,783 26,506 0.03%
684 CHEVRON CORP NEW 251,928 26,410 0.03%
685 TENNECO INC 564,761 26,324 0.03%
686 MEAD JOHNSON NUTRITION CO 289,666 26,287 0.03%
687 AUTOZONE INC 33,114 26,287 0.03%
688 CBS CORP NEW 482,114 26,246 0.03%
689 ICONIX BRAND GROUP INC 32,249,000 26,202 0.03% PRN
690 ENVISIONHEALTHCA 1,032,779 26,202 0.03%
691 INTERNATIONAL BUSINESS MACHS 172,388 26,165 0.03%
692 BANK AMER CORP 1,970,189 26,144 0.03%
693 HERSHEY CO 230,056 26,109 0.03%
694 LOCKHEED MARTIN CORP 104,969 26,050 0.03%
695 WESTERN UN CO 1,357,809 26,043 0.03%
696 LABORATORY CORP AMER HLDGS 199,881 26,038 0.03%
697 MEDICINES CO 773,917 26,027 0.03%
698 ROPER TECHNOLOGIES INC 152,432 25,999 0.03%
699 SYNCHRONY FINL 1,024,105 25,889 0.03%
700 MARSH & MCLENNAN COS INC 376,508 25,776 0.03%
Page 14 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
2 WELLS FARGO CO NEW 66,058 85,823 0.10% PRN
3 Intel Corp 40,700,000 65,957 0.07% PRN
4 ON SEMICONDUCTOR CORP 72,000,000 64,806 0.07% PRN
5 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
6 YANDEX NV 62,032,000 57,749 0.07% PRN
7 SPDR SERIES TRUST 1,000,110 57,166 0.06% PRN
8 STARWOOD PPTY TR INC 44,090,000 45,843 0.05% PRN
9 Royal Gold Inc 42,314,000 45,434 0.05% PRN
10 Spirit Realty Capital Inc 40,194,000 44,953 0.05% PRN
11 LIBERTY MEDIA CORP DELAWARE 44,640,000 44,360 0.05% PRN
12 VEREIT Inc 44,484,000 44,213 0.05% PRN
13 MERCADOLIBRE INC 32,631,000 41,019 0.05% PRN
14 ISHARES TR 333,047 40,875 0.05% PRN
15 CTRIP COM INTL LTD 38,475,000 40,603 0.05% PRN
16 Citrix Systems Inc 35,834,000 40,198 0.05% PRN
17 NXP SEMICONDUCTORS N V 35,700,000 38,750 0.04% PRN
18 MICRON TECHNOLOGY INC 26,505,000 38,315 0.04% PRN
19 LIBERTY INTERACTIVE LLC DEB 34,417,000 37,941 0.04% PRN
20 MEDICINES CO SR GLBL CV NT 22 31,812,000 37,750 0.04% PRN
21 XILINX INC SR NT CV2.625 17 23,360,000 37,346 0.04% PRN
22 MICRON TECHNOLOGY 24,182,000 34,068 0.04% PRN
23 ISHARES TR 294,473 33,909 0.04% PRN
24 ISHARES 20 YEAR TREASURY BOND ETF 241,056 33,483 0.04% PRN
25 PDL BIOPHARMA INC NOTE 4.000 2/0 35,270,000 33,352 0.04% PRN
26 ACORDA THERAPEUTICS INC 37,732,000 33,017 0.04% PRN
27 VERINT SYS INC 1.5 06/01/2021 35,175,000 32,145 0.04% PRN
28 VANGUARD SCOTTSDALE FDS 575,240 30,977 0.04% PRN
29 TAL ED GROUP 12,804,000 30,419 0.03% PRN
30 Prospect Capital Corp 27,570,000 27,643 0.03% PRN
31 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 15,240,000 27,179 0.03% PRN
32 ICONIX BRAND GROUP INC 32,249,000 26,202 0.03% PRN
33 SOUFUN HLDGS LTD 26,150,000 25,652 0.03% PRN
34 SINA CORP 25,831,000 25,441 0.03% PRN
35 CARDTRONICS INC 24,631,000 25,016 0.03% PRN
36 CORNERSTONE ONDEMAND INC 24,255,000 24,876 0.03% PRN
37 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
38 QIHOO 360 TECHNOLOGY CO LTD 24,625,000 24,427 0.03% PRN
39 SPDR SER TR 479,352 24,250 0.03% PRN
40 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
41 YY Inc. 23,727,000 23,253 0.03% PRN
42 ISHARES TR 183,090 22,471 0.03% PRN
43 COBALT INTL ENERGY INC 58,408,000 22,080 0.02% PRN
44 HEARTWARE INTL INC 21,832,000 21,614 0.02% PRN
45 INTEGRATED DEVICE TECHNOLOGY 22,000,000 21,435 0.02% PRN
46 QIHOO 360 TECHNOLOGY CO LTD 21,700,000 21,359 0.02% PRN
47 SEACOR HOLDINGS INC 26,582,000 21,354 0.02% PRN
48 TIVO INC 21,288,000 20,809 0.02% PRN
49 PROOFPOINT INC SR CV BD 0.75 20 19,300,000 20,677 0.02% PRN
50 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
Page 1 of 193