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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
8901 ESSEX PPTY TR INC 444 101 0.00%
8902 STERICYCLE INC 972 101 0.00%
8903 ROADRUNNER TRANSHOLDINGS INC 13,399 100 0.00%
8904 NEWS CORP CL A 8,848 100 0.00%
8905 ONEOK INC NEW 2,100 100 0.00%
8906 CDW CORP 2,487 100 0.00%
8907 NORDSTROM INC 2,629 100 0.00%
8908 KOSMOS ENERGY LTD SHS 18,366 100 0.00%
8909 WR GRACE & CO 1,371 100 0.00%
8910 TEGNA INC 4,300 100 0.00%
8911 TESCO CORP 14,799 99 0.00%
8912 MOSAIC CO NEW 3,800 99 0.00%
8913 SCHLUMBERGER LTD 1,256 99 0.00%
8914 CRESCENT PT ENERGY CORP 6,239 98 0.00%
8915 VIAVI SOLUTIONS INC 14,741 98 0.00%
8916 RETAILMENOT INC COM SER 1 12,700 98 0.00%
8917 AMGEN INC 646 98 0.00%
8918 SERVICESOURCE INTL 24,398 98 0.00%
8919 TESORO CORP 1,300 97 0.00%
8920 TUESDAY MORNING CORP 13,798 97 0.00%
8921 BAZAARVOICE INC 24,098 97 0.00%
8922 SEAGATE TECHNOLOGY PLC 4,000 97 0.00%
8923 MANPOWERGROUP INC 1,500 97 0.00%
8924 AVNET INC 2,400 97 0.00%
8925 EXAR CORP 11,998 97 0.00%
8926 TECK RESOURCES LTD 7,300 96 0.00%
8927 A O SMITH 1,073 95 0.00%
8928 HILTON WORLDWIDE 4,200 95 0.00%
8929 GAP 4,500 95 0.00%
8930 BORGWARNER INC 3,200 94 0.00%
8931 PVH CORPORATION 1,000 94 0.00%
8932 CYS INVTS INC COM 11,200 94 0.00%
8933 VALSPAR CORP 874 94 0.00%
8934 LIBERTY MEDIA CORP DELAWARE 2,986 94 0.00%
8935 ALEX REAL ESTATE EQ 905 94 0.00%
8936 LADENBURG THALMAN FIN SVCS I COM 39,839 94 0.00%
8937 ASHFORD HOSPITALITY TR INC 17,489 94 0.00%
8938 SOUTHWEST AIRLS CO 2,400 94 0.00%
8939 CREDICORP LTD 600 93 0.00%
8940 CHIMERIX INC 23,572 93 0.00%
8941 OCWEN FINL CORP 54,600 93 0.00%
8942 DARDEN RESTAURANTS INC 1,464 93 0.00%
8943 ABBVIE INC 1,510 93 0.00%
8944 TRANSALTA CORP 17,700 92 0.00%
8945 MOBILEYE N V AMSTELVEEN 2,000 92 0.00%
8946 AXALTA COATING SYS LTD 3,483 92 0.00%
8947 PHILIP MORRIS INTL INC 900 92 0.00%
8948 3M CO 518 91 0.00%
8949 SEASPINE HLDGS CORP COM 8,695 91 0.00%
8950 NORDSTROM INC 2,400 91 0.00%
Page 179 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
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