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LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 84 Institutional holders with a total value of $53,551,759.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,947,923 9,318,000 17.40%
2 BlackRock Institutional Trust Company, N.A. 3,302,838 7,795,000 14.56%
3 BlackRock Fund Advisors 2,649,247 6,252,000 11.67%
4 DIMENSIONAL FUND ADVISORS LP 1,994,007 4,706,000 8.79%
5 STATE STREET CORP 1,631,287 3,847,000 7.18%
6 NORTHERN TRUST CORP 1,057,670 2,496,000 4.66%
7 GEODE CAPITAL MANAGEMENT, LLC 662,746 1,564,000 2.92%
8 GSA CAPITAL PARTNERS LLP 598,062 1,411,000 2.63%
9 Bank of New York Mellon Corp 442,420 1,044,000 1.95%
10 BlackRock Investment Management, LLC 433,631 1,023,000 1.91%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 422,800 998,000 1.86%
12 Geduld E E 400,000 944,000 1.76%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 383,048 904,000 1.69%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 343,376 811,000 1.51%
15 BANK OF AMERICA CORP /DE/ 328,505 775,000 1.45%
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 300,399 709,000 1.32%
17 ACG Wealth 278,000 656,000 1.22%
18 ANALYTIC INVESTORS, LLC 261,487 617,000 1.15%
19 RENAISSANCE TECHNOLOGIES LLC 250,900 592,000 1.11%
20 VICTORY CAPITAL MANAGEMENT INC 225,500 532,000 0.99%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 211,978 500,000 0.93%
22 NEW YORK STATE COMMON RETIREMENT FUND 183,200 432,000 0.81%
23 RAYMOND JAMES & ASSOCIATES 182,813 431,000 0.80%
24 TEACHERS ADVISORS, LLC 160,706 379,000 0.71%
25 Swiss National Bank 160,439 379,000 0.71%
26 CREDIT SUISSE AG/ 124,421 293,000 0.55%
27 RHUMBLINE ADVISERS 121,902 288,000 0.54%
28 D. E. Shaw & Co., Inc. 119,498 282,000 0.53%
29 SG Americas Securities, LLC 100,770 238,000 0.44%
30 SOCIETE GENERALE 100,770 238,000 0.44%
31 Nationwide Fund Advisors 82,506 195,000 0.36%
32 METROPOLITAN LIFE INSURANCE CO/NY 76,384 180,000 0.34%
33 GOLDMAN SACHS GROUP INC 73,990 175,000 0.33%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 74,058 174,000 0.32%
35 ROYAL BANK OF CANADA 73,002 172,000 0.32%
36 CITADEL ADVISORS LLC 62,351 147,000 0.27%
37 AMERICAN INTERNATIONAL GROUP, INC. 58,195 137,340 0.26%
38 WELLS FARGO & COMPANY/MN 57,416 136,000 0.25%
39 BLACKROCK ADVISORS LLC 52,075 123,000 0.23%
40 UBS Group AG 51,379 121,000 0.23%
41 VOYA INVESTMENT MANAGEMENT LLC 47,269 112,000 0.21%
42 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 39,839 94,000 0.18%
43 DEUTSCHE BANK AG\ 37,384 87,000 0.16%
44 Moors & Cabot, Inc. 35,500 81,000 0.15%
45 TFS CAPITAL LLC 32,634 77,000 0.14%
46 ALLIANCEBERNSTEIN L.P. 31,700 75,000 0.14%
47 BROWN ADVISORY INC 30,000 71,000 0.13%
48 PRICE T ROWE ASSOCIATES INC /MD/ 29,700 70,000 0.13%
49 BlackRock Finance, Inc. 28,748 68,000 0.13%
50 BLB&B Advisors, LLC 25,900 61,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.