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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 93 Institutional holders with a total value of $610,910,646.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 14,440,591 75,380,000 12.34%
2 BANK OF MONTREAL /CAN/ 14,081,930 73,508,000 12.03%
3 BROOKFIELD Corp /ON/ 14,007,164 72,630,000 11.89%
4 CIBC Asset Management Inc 10,461,741 54,147,000 8.86%
5 TD ASSET MANAGEMENT INC 8,960,267 46,364,000 7.59%
6 VERTEX ONE ASSET MANAGEMENT INC. 6,466,600 33,461,000 5.48%
7 VANGUARD GROUP INC 4,965,764 25,922,000 4.24%
8 MACKENZIE FINANCIAL CORP 4,799,652 25,054,000 4.10%
9 MORGAN STANLEY 4,127,984 21,548,000 3.53%
10 TORONTO DOMINION BANK 4,084,727 21,251,000 3.48%
11 Connor, Clark & Lunn Investment Management Ltd. 2,849,800 14,746,000 2.41%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,578,008 13,457,000 2.20%
13 CREDIT SUISSE AG/ 2,528,347 13,198,000 2.16%
14 VEGA ENERGY GP, LLC 2,402,393 12,540,000 2.05%
15 PUBLIC SECTOR PENSION INVESTMENT BOARD 1,990,515 10,300,000 1.69%
16 BANK OF AMERICA CORP /DE/ 1,888,659 9,859,000 1.61%
17 Scheer, Rowlett & Associates Investment Management Ltd. 1,822,235 9,429,000 1.54%
18 BANK OF NOVA SCOTIA 1,562,660 8,128,000 1.33%
19 SCOTIA CAPITAL INC. 1,077,017 5,602,000 0.92%
20 ROYAL BANK OF CANADA 1,000,000 5,220,000 0.85% Call
21 CIBC WORLD MARKET INC. 901,248 4,705,000 0.77%
22 AGF INVESTMENTS INC. 841,837 4,377,000 0.72%
23 D. E. Shaw & Co., Inc. 799,366 4,158,000 0.68%
24 INTACT INVESTMENT MANAGEMENT INC. 513,100 3,447,000 0.56%
25 1832 Asset Management L.P. 639,564 3,327,000 0.54%
26 DIMENSIONAL FUND ADVISORS LP 636,825 3,324,000 0.54%
27 Hexavest Inc. 570,177 2,950,000 0.48%
28 EMERALD ACQUISITION LTD. 540,388 2,797,000 0.46%
29 Legal & General Group Plc 520,023 2,687,000 0.44%
30 Swiss National Bank 480,000 2,484,000 0.41%
31 UBS Group AG 437,508 2,283,000 0.37%
32 CITIGROUP INC 427,190 2,211,000 0.36%
33 TORONTO DOMINION BANK 353,600 1,840,000 0.30% Call
34 RENAISSANCE TECHNOLOGIES LLC 308,600 1,611,000 0.26%
35 BANK OF MONTREAL /CAN/ 300,000 1,566,000 0.26% Call
36 Advisors Asset Management, Inc. 278,827 1,455,000 0.24%
37 ACADIAN ASSET MANAGEMENT LLC 270,800 1,401,000 0.23%
38 DEUTSCHE BANK AG\ 232,755 1,214,000 0.20%
39 Invesco Ltd. 205,573 1,073,000 0.18%
40 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 206,049 1,067,000 0.17%
41 Spark Investment Management LLC 190,480 990,000 0.16%
42 BANK OF NOVA SCOTIA TRUST CO 147,882 772,000 0.13%
43 ONTARIO TEACHERS PENSION PLAN BOARD 128,431 665,000 0.11%
44 Aperio Group, LLC 121,112 632,000 0.10%
45 Allianz Asset Management GmbH 113,367 587,000 0.10%
46 Bank of New York Mellon Corp 100,367 525,000 0.09%
47 Alberta Investment Management Corp 72,700 489,000 0.08%
48 TORONTO DOMINION BANK 66,300 345,000 0.06% Put
49 Counsel Portfolio Services Inc. 61,500 318,000 0.05%
50 GUARDIAN CAPITAL ADVISORS LP 58,900 308,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.