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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
851 VEREIT INC 2,033,318 20,618 0.02%
852 TRACTOR SUPPLY CO 225,343 20,547 0.02%
853 BOSTON SCIENTIFIC CORP 877,167 20,499 0.02%
854 ACADIA PHARMACEUTICALS INC 630,770 20,475 0.02%
855 DUKE REALTY CORP 765,676 20,413 0.02%
856 NATIONAL OILWELL VARCO INC 605,299 20,368 0.02%
857 MICROSOFT CORP 397,825 20,357 0.02%
858 SCHLUMBERGER LTD 257,390 20,354 0.02%
859 CISCO SYS INC 705,278 20,234 0.02%
860 CHURCH & DWIGHT 196,368 20,204 0.02%
861 UGI CORP NEW 446,501 20,204 0.02%
862 FIRST REP BK SAN FRANCISCO C 288,143 20,167 0.02%
863 WHOLE FOODS MKT INC 626,960 20,075 0.02%
864 LYONDELLBASELL INDUSTRIES N 268,783 20,003 0.02%
865 FREEPORT-MCMORAN INC 1,793,112 19,975 0.02%
866 FEDEX CORP 131,261 19,923 0.02%
867 VISA INC 268,383 19,906 0.02%
868 AXIS CAPITAL HOLDINGS LTD 361,263 19,869 0.02%
869 IMPAX LABORATORIES INC 689,123 19,861 0.02%
870 TOTAL SYS SVCS INC 373,559 19,840 0.02%
871 NXP SEMICONDUCTORS N V 253,139 19,831 0.02%
872 SCANA 261,983 19,822 0.02%
873 DEPHEID 644,545 19,820 0.02%
874 PENTAIR PLC 339,573 19,794 0.02%
875 S&P GLOBAL INC 183,972 19,733 0.02%
876 BLACKROCK INC 57,611 19,733 0.02%
877 UNITEDHEALTH GROUP INC 139,663 19,720 0.02%
878 FEDERAL REALTY INVS 119,111 19,719 0.02%
879 MICROCHIP TECHNOLOGY INC. 388,465 19,718 0.02%
880 LAM RESEARCH CORP 233,992 19,669 0.02%
881 KROGER CO 533,283 19,619 0.02%
882 SM ENERGY CO 726,087 19,604 0.02%
883 ORACLE CORP 478,852 19,599 0.02%
884 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
885 F5 NETWORKS INC 171,917 19,571 0.02%
886 ALTRIA GROUP INC 283,425 19,545 0.02%
887 CAMPBELL SOUP CO 293,193 19,506 0.02%
888 AT&T INC 451,082 19,491 0.02%
889 EQT CORP 251,652 19,485 0.02%
890 MALLINCKRODT PUB LTD CO 320,511 19,481 0.02%
891 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 262,691 19,426 0.02%
892 POWERSHARES ETF TR II 1,054,639 19,405 0.02% PRN
893 BIOGEN INC 80,089 19,367 0.02%
894 VIACOM INC NEW 466,142 19,331 0.02%
895 INTERCEPT PHARMACEUTICALS INCORPORATED 135,326 19,308 0.02%
896 JOHNSON & JOHNSON 159,107 19,300 0.02%
897 JOHNSON & JOHNSON 159,028 19,290 0.02%
898 BANK AMER CORP 1,452,660 19,277 0.02%
899 C H ROBINSON WORLDWIDE INC 258,583 19,200 0.02%
900 ALLSTATE CORP 274,420 19,196 0.02%
Page 18 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PLAINS GP HOLDINGS LP 33 0 0.00%
2 ZILLOW GROUP INC 27 1 0.00%
3 UNITED THERAPEUTICS CORP DEL 9 1 0.00%
4 WABCO HLDGS INC 11 1 0.00%
5 AVNET INC 35 1 0.00%
6 JONES LANG LASALLE INC 9 1 0.00%
7 AMERCO 2 1 0.00%
8 AMERICAN AIRLS GROUP INC 33 1 0.00%
9 WR GRACE & CO 15 1 0.00%
10 A O SMITH 11 1 0.00%
11 UNDER ARMOUR INC 39 1 0.00%
12 ANTERO RES CORP 26 1 0.00%
13 GARMIN LTD 27 1 0.00%
14 BLACKBERRY LTD 327 2 0.00%
15 MID AMER APT CMNTYS INC 15 2 0.00%
16 MANPOWERGROUP INC 29 2 0.00%
17 IDEXX LABS INC 18 2 0.00%
18 NISOURCE 67 2 0.00%
19 INGREDION INC 12 2 0.00%
20 HOLLYFRONTIER CORP 102 2 0.00%
21 NAVIENT CORPORATION 196 2 0.00%
22 TECK RESOURCES LTD 176 2 0.00%
23 VERMILION ENERGY INC 70 2 0.00%
24 JAZZ PHARMACEUTICALS PLC 12 2 0.00%
25 MSCI INC 20 2 0.00%
26 ENCANA CORP 246 2 0.00%
27 ATMOS ENERGY CORP 20 2 0.00%
28 ALEX REAL ESTATE EQ 15 2 0.00%
29 AUTONATION INC 58 3 0.00%
30 SOUTHWESTERN ENERGY CO 207 3 0.00%
31 IONIS PHARMACEUTICALS INC 125 3 0.00%
32 FRONTIER COMMUNICATIONS CORP 687 3 0.00%
33 ROBERT HALF INTL INC 88 3 0.00%
34 FLIR SYS INC 111 3 0.00%
35 ENDO INTL PLC 165 3 0.00%
36 MARVELL TECHNOLOGY GROUP LTD 283 3 0.00%
37 MELCO ENTERTAINMENT ADR 258 3 0.00%
38 DELTA AIRLINES INC DEL 92 3 0.00%
39 EDGEWELL PERS CARE CO 31 3 0.00%
40 TOLL BROTHERS INC 107 3 0.00%
41 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
42 REALOGY HLDGS CORP 87 3 0.00%
43 NRG ENERGY INC 173 3 0.00%
44 RALPH LAUREN CORP 32 3 0.00%
45 SCRIPPS NETWORKS INTERACT IN 53 3 0.00%
46 FLOWSERVE CORP 74 3 0.00%
47 CAE INC 222 3 0.00%
48 AERCAP HOLDINGS NV 100 3 0.00%
49 LIBERTY MEDIA CORP DELAWARE 91 3 0.00%
50 LEUCADIA NATL CORP 183 3 0.00%
Page 1 of 193