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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
8951 3M CO 518 91 0.00%
8952 SIGNET JEWELERS LIMITED 1,100 91 0.00%
8953 SEASPINE HLDGS CORP COM 8,695 91 0.00%
8954 ARDELYX INC COM 10,300 90 0.00%
8955 AGCO CORP 1,900 90 0.00%
8956 WORKDAY INC 1,200 90 0.00%
8957 RYANAIR HLDGS PLC 1,287 89 0.00%
8958 ELDORADO GOLD CORP NEW 19,900 89 0.00%
8959 INFOSYS LTD 5,000 89 0.00%
8960 IDEXX LABS INC 959 89 0.00%
8961 DAKTRONICS INC 14,298 89 0.00%
8962 CDK GLOBAL INC 1,600 89 0.00%
8963 EATON VANCE CORP 2,500 88 0.00%
8964 SPLUNK INC 1,621 88 0.00%
8965 IONIS PHARMACEUTICALS INC 3,682 86 0.00%
8966 WR GRACE & CO 1,170 86 0.00%
8967 CASTLIGHT HEALTH INC 21,800 86 0.00%
8968 BRIXMOR PROPERTY 3,269 86 0.00%
8969 SIGNATURE BANK 678 85 0.00%
8970 JAZZ PHARMACEUTICALS PLC 600 85 0.00%
8971 IAMGOLD CORP 20,700 85 0.00%
8972 VONAGE HLDGS CORP 13,943 85 0.00%
8973 CONSTELLIUM NV CL A 18,200 85 0.00%
8974 GERDAU S A 46,600 85 0.00%
8975 STAGE STORES INC 17,200 84 0.00%
8976 HELIX ENERGY SOLUTIONS GRP I 12,400 84 0.00%
8977 HOVNANIAN ENTERPRISES, INC. 49,996 84 0.00%
8978 FMC TECHNOLOGIES INC 3,100 83 0.00%
8979 LENDINGCLUB CORP 19,189 83 0.00%
8980 NRG ENERGY INC 5,548 83 0.00%
8981 MALLINCKRODT PUB LTD CO 1,367 83 0.00%
8982 OGE ENERGY CORP 2,523 83 0.00%
8983 IMMUNOMEDICS INCORPORATED 35,692 83 0.00%
8984 B/E AEROSPACE INC 1,783 82 0.00%
8985 FIDELITY NATIONAL FINANCIAL 2,178 82 0.00%
8986 CONNS INC 10,900 82 0.00%
8987 ENCANA CORP 10,600 82 0.00%
8988 ALKERMES PLC 1,896 82 0.00%
8989 CF INDS HLDGS INC 3,400 82 0.00%
8990 POLARIS INDS INC 1,000 82 0.00%
8991 RESMED INC 1,282 81 0.00%
8992 HELMERICH & PAYNE INC 1,200 81 0.00%
8993 HOLLYFRONTIER CORP 3,400 81 0.00%
8994 LULULEMON ATHLETICA INC 1,100 81 0.00%
8995 JUNIPER NETWORKS INC 3,600 81 0.00%
8996 UNITED TECHNOLOGIES CORP 785 81 0.00%
8997 FORTUNA SILVER MINES INC 11,600 81 0.00%
8998 STAPLES INC 9,300 80 0.00%
8999 COMPANHIA SIDERURGICA NACION 32,799 80 0.00%
9000 BLACKBERRY LTD 12,000 80 0.00%
Page 180 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193