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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1101 TARGET CORP 222,799 15,556 0.02%
1102 MSCI INC 201,607 15,548 0.02%
1103 WAL-MART STORES INC 212,933 15,548 0.02%
1104 MONDELEZ INTL INC 340,603 15,501 0.02%
1105 PHILIP MORRIS INTL INC 152,331 15,495 0.02%
1106 ABBVIE INC 250,100 15,484 0.02%
1107 EASTMAN CHEM CO 227,339 15,436 0.02%
1108 ONEOK INC NEW 325,153 15,429 0.02%
1109 FACTSET RESH SYS INC 95,544 15,423 0.02%
1110 BERKSHIRE HATHAWAY INC DEL 71 15,405 0.02%
1111 VMWARE INC 269,229 15,405 0.02%
1112 BROWN FORMAN CORP 154,396 15,403 0.02%
1113 PRICE T ROWE GROUP INC 210,918 15,391 0.02%
1114 EXPEDITORS INTL WASH INC 313,833 15,390 0.02%
1115 TEXAS INSTRS INC 245,607 15,387 0.02%
1116 LILLY ELI & CO 195,217 15,373 0.02%
1117 HASBRO INC 183,025 15,372 0.02%
1118 DST SYS INC DEL 131,873 15,354 0.02%
1119 EXPEDITORS INTL WASH INC 312,897 15,344 0.02%
1120 WHOLE FOODS MKT INC 478,635 15,326 0.02%
1121 MCDONALDS CORP 127,322 15,322 0.02%
1122 GENERAL DYNAMICS CORP 110,031 15,321 0.02%
1123 CORNING INC 747,808 15,315 0.02%
1124 CREDICORP LTD 99,198 15,309 0.02%
1125 IRON MTN INC NEW 384,294 15,306 0.02%
1126 UNITED TECHNOLOGIES CORP 149,226 15,303 0.02%
1127 EXELIXIS INC 1,957,498 15,288 0.02%
1128 DISCOVER FINL SVCS 285,198 15,284 0.02%
1129 PFIZER INC 434,007 15,281 0.02%
1130 SHIRE PLC 82,993 15,277 0.02%
1131 FLUOR CORP NEW 309,907 15,272 0.02%
1132 MGM RESORTS INTERNATIONAL 674,193 15,257 0.02%
1133 PANERA BREAD CO 71,913 15,241 0.02%
1134 GARMIN LTD 359,218 15,238 0.02%
1135 CA INC 463,051 15,202 0.02%
1136 APPLIED MATLS INC 634,051 15,198 0.02%
1137 LILLY ELI & CO 192,740 15,178 0.02%
1138 ENBRIDGE INC 360,132 15,177 0.02%
1139 EVEREST RE GROUP LTD 83,057 15,172 0.02%
1140 APPLE INC 158,699 15,172 0.02%
1141 VARIAN MED SYS INC 184,402 15,163 0.02%
1142 PPL CORP 401,486 15,156 0.02%
1143 WESTROCK CO 389,881 15,155 0.02%
1144 CARMAX INC 309,053 15,153 0.02%
1145 BIG LOTS INC COM 302,275 15,147 0.02%
1146 ITAU UNIBANCO HLDG SA 1,604,393 15,145 0.02%
1147 3M CO 86,453 15,140 0.02%
1148 GILEAD SCIENCES INC 181,378 15,131 0.02%
1149 BADGER METER INC COM 207,182 15,131 0.02%
1150 ASSURANT INC 175,181 15,120 0.02%
Page 23 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
2 WELLS FARGO CO NEW 66,058 85,823 0.10% PRN
3 Intel Corp 40,700,000 65,957 0.07% PRN
4 ON SEMICONDUCTOR CORP 72,000,000 64,806 0.07% PRN
5 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
6 YANDEX NV 62,032,000 57,749 0.07% PRN
7 SPDR SERIES TRUST 1,000,110 57,166 0.06% PRN
8 STARWOOD PPTY TR INC 44,090,000 45,843 0.05% PRN
9 Royal Gold Inc 42,314,000 45,434 0.05% PRN
10 Spirit Realty Capital Inc 40,194,000 44,953 0.05% PRN
11 LIBERTY MEDIA CORP DELAWARE 44,640,000 44,360 0.05% PRN
12 VEREIT Inc 44,484,000 44,213 0.05% PRN
13 MERCADOLIBRE INC 32,631,000 41,019 0.05% PRN
14 ISHARES TR 333,047 40,875 0.05% PRN
15 CTRIP COM INTL LTD 38,475,000 40,603 0.05% PRN
16 Citrix Systems Inc 35,834,000 40,198 0.05% PRN
17 NXP SEMICONDUCTORS N V 35,700,000 38,750 0.04% PRN
18 MICRON TECHNOLOGY INC 26,505,000 38,315 0.04% PRN
19 LIBERTY INTERACTIVE LLC DEB 34,417,000 37,941 0.04% PRN
20 MEDICINES CO SR GLBL CV NT 22 31,812,000 37,750 0.04% PRN
21 XILINX INC SR NT CV2.625 17 23,360,000 37,346 0.04% PRN
22 MICRON TECHNOLOGY 24,182,000 34,068 0.04% PRN
23 ISHARES TR 294,473 33,909 0.04% PRN
24 ISHARES 20 YEAR TREASURY BOND ETF 241,056 33,483 0.04% PRN
25 PDL BIOPHARMA INC NOTE 4.000 2/0 35,270,000 33,352 0.04% PRN
26 ACORDA THERAPEUTICS INC 37,732,000 33,017 0.04% PRN
27 VERINT SYS INC 1.5 06/01/2021 35,175,000 32,145 0.04% PRN
28 VANGUARD SCOTTSDALE FDS 575,240 30,977 0.04% PRN
29 TAL ED GROUP 12,804,000 30,419 0.03% PRN
30 Prospect Capital Corp 27,570,000 27,643 0.03% PRN
31 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 15,240,000 27,179 0.03% PRN
32 ICONIX BRAND GROUP INC 32,249,000 26,202 0.03% PRN
33 SOUFUN HLDGS LTD 26,150,000 25,652 0.03% PRN
34 SINA CORP 25,831,000 25,441 0.03% PRN
35 CARDTRONICS INC 24,631,000 25,016 0.03% PRN
36 CORNERSTONE ONDEMAND INC 24,255,000 24,876 0.03% PRN
37 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
38 QIHOO 360 TECHNOLOGY CO LTD 24,625,000 24,427 0.03% PRN
39 SPDR SER TR 479,352 24,250 0.03% PRN
40 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
41 YY Inc. 23,727,000 23,253 0.03% PRN
42 ISHARES TR 183,090 22,471 0.03% PRN
43 COBALT INTL ENERGY INC 58,408,000 22,080 0.02% PRN
44 HEARTWARE INTL INC 21,832,000 21,614 0.02% PRN
45 INTEGRATED DEVICE TECHNOLOGY 22,000,000 21,435 0.02% PRN
46 QIHOO 360 TECHNOLOGY CO LTD 21,700,000 21,359 0.02% PRN
47 SEACOR HOLDINGS INC 26,582,000 21,354 0.02% PRN
48 TIVO INC 21,288,000 20,809 0.02% PRN
49 PROOFPOINT INC SR CV BD 0.75 20 19,300,000 20,677 0.02% PRN
50 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
Page 1 of 193