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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
51 ABBVIE INC 250,100 15,484 0.02%
52 ABBVIE INC 3,450,452 213,617 0.24%
53 ABBVIE INC 731,730 45,301 0.05%
54 ABBVIE INC 12,177 754 0.00%
55 ABBVIE INC 84,846 5,253 0.01%
56 ABBVIE INC 1,510 93 0.00%
57 ABBVIE INC 68,653 4,250 0.00%
58 ABBVIE INC 36,843 2,281 0.00%
59 ABERCROMBIE & FITCH CO 19,433 346 0.00%
60 ABERCROMBIE & FITCH CO 40,501 721 0.00%
61 ABIOMED INC 19,995 2,185 0.00%
62 ABIOMED INC 105,680 11,550 0.01%
63 ABIOMED INC 6,495 710 0.00%
64 ABIOMED INC 4,087 447 0.00%
65 ABIOMED INC 65,884 7,200 0.01%
66 ABM INDS INC 9,573 349 0.00%
67 ABM INDS INC 25,598 934 0.00%
68 ABM INDS INC 37,027 1,351 0.00%
69 ABM INDS INC 11,597 423 0.00%
70 ACADIA COMPANY COM 11,804 654 0.00%
71 ACADIA COMPANY COM 7,852 435 0.00%
72 ACADIA COMPANY COM 151,332 8,384 0.01%
73 ACADIA COMPANY COM 35,056 1,942 0.00%
74 ACADIA COMPANY COM 94,211 5,219 0.01%
75 ACADIA PHARMACEUTICALS INC COM 15,445 501 0.00%
76 ACADIA PHARMACEUTICALS INC COM 10,941 355 0.00%
77 ACADIA PHARMACEUTICALS INC COM 630,770 20,475 0.02%
78 ACADIA RLTY TR COM SH BEN INT 12,102 430 0.00%
79 ACADIA RLTY TR COM SH BEN INT 14,184 504 0.00%
80 ACADIA RLTY TR COM SH BEN INT 89,257 3,170 0.00%
81 ACCELERATE DIAGNOSTICS INC 17,100 246 0.00%
82 ACCELERON PHARMA INC 10,600 360 0.00%
83 ACCENTURE PLC IRELAND 1,588,249 179,933 0.20%
84 ACCENTURE PLC IRELAND 1,641,055 185,915 0.21%
85 ACCENTURE PLC IRELAND 102,508 11,613 0.01%
86 ACCENTURE PLC IRELAND 76,256 8,639 0.01%
87 ACCENTURE PLC IRELAND 56,016 6,346 0.01%
88 ACCENTURE PLC IRELAND 3,358 380 0.00%
89 ACCENTURE PLC IRELAND 80,512 9,121 0.01%
90 ACCENTURE PLC IRELAND 130,745 14,812 0.02%
91 ACCENTURE PLC IRELAND 14,007 1,587 0.00%
92 ACCENTURE PLC IRELAND 138,501 15,691 0.02%
93 ACCESS NATL CORP COM 30,448 594 0.00%
94 ACCO BRANDS CORPORATION COM 54,096 559 0.00%
95 ACCURAY INCORPORATED COM 30,497 158 0.00%
96 ACETO CORP 13,649 299 0.00%
97 ACHILLION PHARMACEUTICALS IN 66,998 523 0.00%
98 ACI WORLDWIDE INC 15,719 307 0.00%
99 ACI WORLDWIDE INC 55,597 1,085 0.00%
100 ACORDA THERAPEUTICS INC 37,732,000 33,017 0.04% PRN
Page 2 of 193