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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,593 holdings with a total value of $92,880,178,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 CITIGROUP INC 7,742,052 365,658,000 0.39%
52 WAL-MART STORES INC 4,915,467 354,504,000 0.38%
53 DANAHER CORP DEL 4,486,038 351,660,000 0.38%
54 TAL EDUCATION GROUP 4,937,548 349,775,000 0.38%
55 SALESFORCE COM INC 4,873,121 347,599,000 0.37%
56 3M CO 1,966,302 346,521,000 0.37%
57 ALTRIA GROUP INC 5,384,282 340,447,000 0.37%
58 SIMON PROPERTY GROUP 1,626,459 336,694,000 0.36%
59 SCHLUMBERGER LTD 4,261,817 335,149,000 0.36%
60 ABBVIE INC 5,123,679 323,151,000 0.35%
61 NIKE INC 6,092,390 320,763,000 0.35%
62 THERMO FISHER SCIENTIFIC INC 2,007,320 319,284,000 0.34%
63 QUALCOMM INC 4,582,238 313,883,000 0.34%
64 CHUBB LIMITED 2,482,668 311,948,000 0.34%
65 EOG RES INC 3,115,112 301,262,000 0.32%
66 MEDTRONIC PLC 3,484,782 301,085,000 0.32%
67 WALGREENS BOOTS ALLIANCE INC 3,707,281 298,881,000 0.32%
68 BRISTOL MYERS SQUIBB CO 5,507,903 296,986,000 0.32%
69 EXPRESS SCRIPTS HLDG CO 4,019,018 283,461,000 0.31%
70 AMERICAN INTL GROUP INC 4,732,912 280,850,000 0.30%
71 MARSH & MCLENNAN COS INC 4,169,366 280,389,000 0.30%
72 SYNCHRONY FINL 9,769,336 273,542,000 0.29%
73 LOWES COS INC 3,667,605 264,838,000 0.29%
74 UNITED TECHNOLOGIES CORP 2,595,456 263,698,000 0.28%
75 DOW CHEM CO 4,969,399 257,563,000 0.28%
76 ACTIVISION BLIZZARD INC 5,664,267 250,926,000 0.27%
77 SHERWIN WILLIAMS CO 895,245 247,678,000 0.27%
78 TRAVELERS COMPANIES INC 2,158,976 247,311,000 0.27%
79 US BANCORP DEL 5,719,741 245,320,000 0.26%
80 AETNA INC NEW 2,108,331 243,407,000 0.26%
81 ROSS STORES INC 3,765,486 242,121,000 0.26%
82 VERTEX PHARMACEUT 2,775,335 242,036,000 0.26%
83 TIME WARNER INC 3,028,720 241,117,000 0.26%
84 LAUDER ESTEE COS INC 2,713,121 240,273,000 0.26%
85 TEXAS INSTRS INC 3,400,537 238,650,000 0.26%
86 NVIDIA CORPORATION 3,349,263 229,491,000 0.25%
87 RAYTHEON CO 1,683,408 229,163,000 0.25%
88 DUKE ENERGY CORP NEW 2,840,118 227,323,000 0.24%
89 PRICELINE GRP INC 151,519 222,959,000 0.24%
90 NXP SEMICONDUCTORS N V 2,149,388 219,259,000 0.24%
91 TRANSDIGM GROUP INC COM 755,390 218,398,000 0.24%
92 BOEING CO 1,644,709 216,674,000 0.23%
93 HALLIBURTON 4,812,320 215,977,000 0.23%
94 APPLIED MATLS INC 7,075,088 213,315,000 0.23%
95 INFOSYS LTD-SP ADR 13,348,690 210,643,000 0.23%
96 GENERAL DYNAMICS CORP 1,352,887 209,915,000 0.23%
97 UNITED PARCEL SERVICE INC 1,910,556 208,938,000 0.22%
98 INGREDION INC 1,569,110 208,786,000 0.22%
99 SOUTHERN CO 4,069,783 208,780,000 0.22%
100 COLGATE PALMOLIVE CO 2,805,179 207,976,000 0.22%
Page 2 of 52

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-16-000036, filed 2016.11.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.