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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,593 holdings with a total value of $92,880,178,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ZIMMER BIOMET HLDGS INC 1,580,607 205,512,000 0.22%
102 VERISK ANALYTICS INC 2,518,711 204,722,000 0.22%
103 NEXTERA ENERGY INC 1,658,943 202,922,000 0.22%
104 MORGAN STANLEY 6,322,303 202,692,000 0.22%
105 AMERICAN EXPRESS CO 3,154,741 202,030,000 0.22%
106 CITRIX SYS INC 2,354,703 200,668,000 0.22%
107 OCCIDENTAL PETE CORP DEL 2,739,425 199,759,000 0.22%
108 GENERAL MTRS CO 6,277,533 199,437,000 0.21%
109 GOLDMAN SACHS GROUP INC 1,235,301 199,216,000 0.21%
110 WEC ENERGY GROUP INC 3,326,564 199,195,000 0.21%
111 SERVICENOW INC 2,480,219 196,310,000 0.21%
112 CATERPILLAR INC 2,204,040 195,652,000 0.21%
113 MICRON TECHNOLOGY INC 10,951,881 194,725,000 0.21%
114 HEWLETT PACKARD ENTERPRISE C 8,349,560 189,952,000 0.20%
115 COSTCO WHSL CORP NEW 1,243,937 189,713,000 0.20%
116 NETEASE INC 759,181 182,796,000 0.20%
117 FISERV INC 1,824,318 181,466,000 0.20%
118 METLIFE INC 4,008,157 178,082,000 0.19%
119 AUTOMATIC DATA PROCESSING IN 2,018,062 177,995,000 0.19%
120 PRAXAIR INC 1,469,327 177,539,000 0.19%
121 TAIWAN SEMICONDUCTOR MFG LTD 5,783,458 176,916,000 0.19%
122 CHARTER COMM 651,545 175,898,000 0.19%
123 ABBOTT LABS 4,154,428 175,691,000 0.19%
124 SBA COMMUNICATIONS CORPORATION 1,519,091 170,381,000 0.18%
125 REYNOLDS AMERICAN INC 3,588,387 169,191,000 0.18%
126 T-MOBILE 3,609,582 168,640,000 0.18%
127 LYONDELLBASELL INDUSTRIES N 2,075,223 167,388,000 0.18%
128 PRUDENTIAL FINL INC 1,995,314 162,917,000 0.18%
129 AFLAC INC 2,259,536 162,393,000 0.17%
130 CME GROUP INC 1,550,871 162,095,000 0.17%
131 DOMINION ENERGY INC 2,143,665 159,211,000 0.17%
132 VANGUARD SCOTTSDALE FDS 1,601,045 159,080,000 0.17%
133 TARGET CORP 2,314,903 158,986,000 0.17%
134 FORD MTR CO DEL 13,159,767 158,838,000 0.17%
135 CENTENE CORP DEL 2,371,963 158,828,000 0.17%
136 ALLSTATE CORP 2,278,164 157,604,000 0.17%
137 CONOCOPHILLIPS 3,608,591 156,866,000 0.17%
138 AON PLC 1,393,230 156,725,000 0.17%
139 BLACKROCK INC 431,533 156,415,000 0.17%
140 JOHNSON CTLS INTL PLC 3,331,565 155,018,000 0.17%
141 S&P GLOBAL INC 1,222,950 154,776,000 0.17%
142 CROWN CASTLE 1,622,928 152,896,000 0.16%
143 DU PONT E I DE NEMOURS & CO 2,260,647 151,397,000 0.16%
144 HESS CORP 2,770,426 148,550,000 0.16%
145 BANK N S HALIFAX 2,787,544 147,452,000 0.16%
146 LOCKHEED MARTIN CORP 613,692 147,114,000 0.16%
147 HCA HOLDINGS INC 1,942,253 146,893,000 0.16%
148 ADOBE INC 1,344,092 145,888,000 0.16%
149 MONSANTO CO NEW 1,414,564 144,570,000 0.16%
150 PNC FINL SVCS GROUP INC 1,585,651 142,852,000 0.15%
Page 3 of 52

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000861177-16-000036, filed 2016.11.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.